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Kristin Johnson

Chief Operating Officer at Edward D. Jones & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Kristin Johnson is Chief Operating Officer of Edward D. Jones & Co., L.P., a ST. Louis investment adviser managing $1.01T. Kristin Johnson has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Edward D. Jones & Co.

Title on Schedule A
Chief Operating Officer
Control
Kristin Johnson is a control person of Edward D. Jones & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Kristin Johnson has held the filed role since June 2025.

The firm

Edward D. Jones & Co., L.P.
ST. Louis, MO

Form ADV filed 25 September 2026

$1.01T AUM4,069,320 clients20,304 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2006
  4. Passed Series 7 and Series 63 · 1996

Registrations and exams

Broker registration; no current adviser registration. Kristin Johnson has passed 5 qualifying exams.

Examinations

Series 6315 April 1996
Name
Uniform Securities Agent State Law Examination
Series 2411 December 2006
Name
General Securities Principal Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 74 April 1996
Name
General Securities Representative Examination

Individual record

Full name
Kristin Michele Johnson
CRD
2662524
Firm
Edward D. Jones & Co., L.P.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Kristin Johnson work?

Kristin Johnson has been Chief Operating Officer of Edward D. Jones & Co., L.P. since June 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Kristin Johnson have a current investment-adviser registration?

Kristin Johnson has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Kristin Johnson passed?

Kristin Johnson has passed 5 licensing exams: the Series 7, Series 63, Series 24, SIE and Series 99TO. The earliest, the Series 7, was passed in April 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Edward D. Jones & Co.

Sources

  1. IAPD individual record, CRD 2662524. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Edward D. Jones & Co., L.P., filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Kristin Johnson or Edward D. Jones & Co., L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.