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Joseph Klocke

Co-Head of Supervision at Edward D. Jones & Co.

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Joseph Klocke is Co-Head of Supervision of Edward D. Jones & Co., L.P., a ST. Louis investment adviser managing $1.01T. Joseph Klocke has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at Edward D. Jones & Co.

Title on Schedule A
Co-Head of Supervision
Control
Joseph Klocke is not a control person of Edward D. Jones & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Joseph Klocke has held the filed role since June 2025.

The firm

Edward D. Jones & Co., L.P.
ST. Louis, MO

Form ADV filed 25 September 2026

$1.01T AUM4,069,320 clients20,304 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 9 · 2000
  3. Passed Series 24 and Series 10 · 1999
  4. Passed Series 7 and Series 63 · 1998

Registrations and exams

Broker registration; no current adviser registration. Joseph Klocke has passed 6 qualifying exams.

Examinations

Series 6313 July 1998
Name
Uniform Securities Agent State Law Examination
Series 911 January 2000
Name
General Securities Sales Supervisor - Options Module Examination
Series 1016 December 1999
Name
General Securities Sales Supervisor - General Module Examination
Series 2426 October 1999
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 725 June 1998
Name
General Securities Representative Examination

Individual record

Full name
Joseph Lawrence Klocke
CRD
2792068
Firm
Edward D. Jones & Co., L.P.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Joseph Klocke work?

Joseph Klocke has been Co-Head of Supervision of Edward D. Jones & Co., L.P. since June 2025.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Joseph Klocke have a current investment-adviser registration?

Joseph Klocke has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Joseph Klocke passed?

Joseph Klocke has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 10, Series 9 and SIE. The earliest, the Series 7, was passed in June 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Edward D. Jones & Co.

Sources

  1. IAPD individual record, CRD 2792068. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Edward D. Jones & Co., L.P., filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Joseph Klocke or Edward D. Jones & Co., L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.