Role at Edward D. Jones & Co.
- Title on Schedule A
- Head of U.S. Business Unit
- Control
- David Gunn is a control person of Edward D. Jones & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- David Gunn has held the filed role since June 2025.
The firm
Form ADV filed 25 September 2026
Career on record
David Gunn has been registered through Edward D. Jones & Co. since January 2013.
- Passed SIE · 2018
- Passed Series 7, Series 24 and Series 66 · 2013
- Edward JonesCurrent– present · 14 yearsFort Erie, Ontario, · Adviser representative and broker · Firm CRD 250
Registrations and exams
David Gunn has a current investment-adviser registration in Missouri and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 27 September 2024 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 23 November 2013 |
| Series 24 | General Securities Principal Examination | 1 May 2013 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 30 January 2013 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- David Alexander Gunn
- CRD
- 6150579
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does David Gunn work?
David Gunn has been Head of U.S. Business Unit of Edward D. Jones & Co., L.P. since June 2025, and is a control person of the firm.
Is David Gunn a financial advisor?
Yes. David Gunn has a current investment-adviser registration in Missouri, through Edward D. Jones & Co. since January 2013, as of 18 October 2026.
How many years of experience does David Gunn have?
David Gunn has worked in the financial industry for 13 years as of 18 October 2026, counted from 30 January 2013, across 1 adviser firm.
What exams has David Gunn passed?
David Gunn has passed 4 licensing exams: the Series 7, Series 24, Series 66 and SIE. The earliest, the Series 7, was passed in January 2013.
Leadership at Edward D. Jones & Co.
- Penelope PenningtonChief Executive Officer
- Andrew Timothy MiedlerChief Financial Officer
- Kristin Michele JohnsonChief Operating Officer
- Jennifer A GregoChief Compliance Officer - Broker/Dealer
- Elizabeth E O'HanlonChief Compliance Officer - Investment Advisor
- David ChubakHead of Wealth Management & Field Management
- Keir Devon GumbsChief Legal Officer
- Joseph Lawrence KlockeCo-Head of Supervision
- Todd Judson PurdyHead of Operations
- Casey John WhalleyCo-Head of Supervision