Role at Edward D. Jones & Co.
- Title on Schedule A
- Co-Head of Supervision
- Control
- Casey Whalley is not a control person of Edward D. Jones & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Casey Whalley has held the filed role since June 2025.
The firm
Form ADV filed 25 September 2026
Career on record
Casey Whalley has been registered through Edward D. Jones & Co. since July 2007.
- Passed SIE · 2018
- Passed Series 66 · 2007
- Passed Series 9 · 2004
- Passed Series 24 and Series 10 · 2003
- Passed Series 7 and Series 63 · 2001
Registrations and exams
Casey Whalley has a current investment-adviser registration in Missouri and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 16 July 2007 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 12 July 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 April 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 17 February 2004 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 December 2003 |
| Series 24 | General Securities Principal Examination | 28 November 2003 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 3 April 2001 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Casey John Whalley
- CRD
- 4305865
- Registration status
- Investment adviser and broker registrations
- Office
- 12555 MANCHESTER ROAD, St. Louis, MO 63131
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Casey Whalley work?
Casey Whalley has been Co-Head of Supervision of Edward D. Jones & Co., L.P. since June 2025.
Is Casey Whalley a financial advisor?
Yes. Casey Whalley has a current investment-adviser registration in Missouri, through Edward D. Jones & Co. since July 2007, as of 17 October 2026.
How many years of experience does Casey Whalley have?
Casey Whalley has worked in the financial industry for 25 years as of 17 October 2026, counted from 23 April 2001, across 1 adviser firm.
What exams has Casey Whalley passed?
Casey Whalley has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 10, Series 9, Series 66 and SIE. The earliest, the Series 7, was passed in April 2001.
Where is Casey Whalley based?
Casey Whalley’s registered office is in St. Louis, MO.
Leadership at Edward D. Jones & Co.
- Penelope PenningtonChief Executive Officer
- Andrew Timothy MiedlerChief Financial Officer
- Kristin Michele JohnsonChief Operating Officer
- Jennifer A GregoChief Compliance Officer - Broker/Dealer
- Elizabeth E O'HanlonChief Compliance Officer - Investment Advisor
- David ChubakHead of Wealth Management & Field Management
- Keir Devon GumbsChief Legal Officer
- David Alexander GunnHead of U.S. Business Unit
- Joseph Lawrence KlockeCo-Head of Supervision
- Todd Judson PurdyHead of Operations