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Keir Gumbs

Chief Legal Officer at Edward D. Jones & Co.

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Keir Gumbs is Chief Legal Officer of Edward D. Jones & Co., L.P., a ST. Louis investment adviser managing $1.01T. Keir Gumbs has a current broker registration and no current investment-adviser registration and has passed the SIE, Series 7TO and Series 24.

Role at Edward D. Jones & Co.

Title on Schedule A
Chief Legal Officer
Control
Keir Gumbs is a control person of Edward D. Jones & Co..
Ownership
An individual ownership band is not available in the source record.
Tenure
Keir Gumbs has held the filed role since November 2023.

The firm

Edward D. Jones & Co., L.P.
ST. Louis, MO

Form ADV filed 25 September 2026

$1.01T AUM4,069,320 clients20,304 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE, Series 7TO and Series 24 · 2023

Registrations and exams

Broker registration; no current adviser registration. Keir Gumbs has passed 3 qualifying exams.

Examinations

Series 2429 December 2023
Name
General Securities Principal Examination
Series 7TO8 December 2023
Name
General Securities Representative Examination
SIE12 November 2023
Name
Securities Industry Essentials Examination

Individual record

Full name
Keir Devon Gumbs
CRD
7815615
Firm
Edward D. Jones & Co., L.P.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Keir Gumbs work?

Keir Gumbs has been Chief Legal Officer of Edward D. Jones & Co., L.P. since November 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Keir Gumbs have a current investment-adviser registration?

Keir Gumbs has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Keir Gumbs passed?

Keir Gumbs has passed 3 licensing exams: the SIE, Series 7TO and Series 24. The earliest, the SIE, was passed in November 2023.

Source: IAPD individual record, checked 18 October 2026

Leadership at Edward D. Jones & Co.

Sources

  1. IAPD individual record, CRD 7815615. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Edward D. Jones & Co., L.P., filed 25 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Keir Gumbs or Edward D. Jones & Co., L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.