Role at Edward D. Jones & Co.
- Title on Schedule A
- Chief Compliance Officer - Investment Advisor
- Control
- Elizabeth O'Hanlon is not a control person of Edward D. Jones & Co..
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Elizabeth O'Hanlon has held the filed role since September 2025.
The firm
Form ADV filed 25 September 2026
Career on record
Elizabeth O'Hanlon has been registered through Edward D. Jones & Co. since September 2011.
- Passed SIE · 2018
- Passed Series 10, Series 24 and Series 66 · 2011
- Passed Series 7 and Series 9 · 2010
Registrations and exams
Elizabeth O'Hanlon has a current investment-adviser registration in Missouri and has passed 6 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 12 September 2011 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 21 April 2011 |
| Series 24 | General Securities Principal Examination | 23 February 2011 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 27 January 2011 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 15 December 2010 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 17 November 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Elizabeth E O'Hanlon
- CRD
- 5834716
- Registration status
- Investment adviser and broker registrations
- Office
- 12555 MANCHESTER ROAD, St. Louis, MO 63131
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Elizabeth O'Hanlon work?
Elizabeth O'Hanlon has been Chief Compliance Officer - Investment Advisor of Edward D. Jones & Co., L.P. since September 2025.
Is Elizabeth O'Hanlon a financial advisor?
Yes. Elizabeth O'Hanlon has a current investment-adviser registration in Missouri, through Edward D. Jones & Co. since September 2011, as of 18 October 2026.
How many years of experience does Elizabeth O'Hanlon have?
Elizabeth O'Hanlon has worked in the financial industry for 15 years as of 18 October 2026, counted from 17 November 2010, across 1 adviser firm.
What exams has Elizabeth O'Hanlon passed?
Elizabeth O'Hanlon has passed 6 licensing exams: the Series 7, Series 9, Series 10, Series 24, Series 66 and SIE. The earliest, the Series 7, was passed in November 2010.
Where is Elizabeth O'Hanlon based?
Elizabeth O'Hanlon’s registered office is in St. Louis, MO.
Leadership at Edward D. Jones & Co.
- Penelope PenningtonChief Executive Officer
- Andrew Timothy MiedlerChief Financial Officer
- Kristin Michele JohnsonChief Operating Officer
- Jennifer A GregoChief Compliance Officer - Broker/Dealer
- David ChubakHead of Wealth Management & Field Management
- Keir Devon GumbsChief Legal Officer
- David Alexander GunnHead of U.S. Business Unit
- Joseph Lawrence KlockeCo-Head of Supervision
- Todd Judson PurdyHead of Operations
- Casey John WhalleyCo-Head of Supervision