Financial advisers in Santa Cruz, California
9 profiles with reported offices in Santa Cruz, California. Explore advisers’ roles, firms and public regulatory records.
Adviser profiles
Thomas WynnManaging Member and Chief Compliance OfficerWynn Capital ManagementCRD 2322640- Rebecca ContinInvestment adviser representativeEast Rock Financial ServicesCRD 4317249
- Elizabeth FloresInvestment adviser representativeLegacy Wealth AdvisorsCRD 4617040
- Christopher WentzienPrincipal / Managing MemberNatural Bridges Financial AdvisorsCRD 4836951
- Anabel Diaz-GarciaInvestment adviser representativeNatural Bridges Financial AdvisorsCRD 7375304
- Susan LandryInvestment adviser representativeWynn Capital ManagementCRD 7383795
- Liam TooheyInvestment adviser representativeRichard P. Slaughter AssociatesCRD 7430716
- Sarah BrownPartner / Chief Compliance OfficerNatural Bridges Financial AdvisorsCRD 7622830
- Sean O'ConnorInvestment adviser representativeO'Connor Capital AdvisoryCRD 8277776
Locations reflect the office in each adviser’s sourced profile, rather than their firm’s headquarters or the states where they hold registrations. Profiles without a reported office remain in the main directory. Source dates and links appear on each profile. How this directory is compiled.