Rebecca Contin has been an investment adviser representative at East Rock Financial Services since December 2013, and is not listed among the firm’s executive officers or direct owners. Rebecca Contin holds a BA with Honors in Organizational Studies and Spanish from the University of California, Davis.
East Rock Financial Services, LLC is a firm with $136M under management, 39 clients and 2 advisers in one office, as of its March 2026 filing.
Rebecca Contín has over 20 years of experience in the financial services industry. Before joining East Rock Financial, she worked as a Financial Planner for wealth management firms in San Francisco and Seattle. She contributed to Charles Schwab's Center for Financial Research, overseeing equity ratings that were published across various platforms and products. She works as a Financial Coach at Oakland Promise Brilliant Baby, where she offers financial literacy classes and 1:1 financial coaching in Spanish and English.
Rebecca Contin’s longest registration is the current one, 12 years at East Rock Financial Services since 2013. Before joining East Rock Financial Services in 2013, Rebecca Contin was registered through Cornerstone Advisors Inc.
- – present · 12 yearsSanta Cruz, CA · Adviser representative · Firm CRD 147949
- Cornerstone Advisors Inc– · 1 yearBellevue, WA · Adviser representative · Firm CRD 110908
Professional designations
Listed by East Rock Financial Services
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Financial Fitness Coach (FFC®)
Investment adviser representative registrations
Rebecca Contin is registered as an investment adviser representative in California, since December 2013.
- CaliforniaSince 6 December 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 5 July 2001 |
| Series 7 | General Securities Representative Examination | 26 June 2001 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4317249
- Firm
- East Rock Financial Services · CRD 147949
- Office
- Santa Cruz, CA
- Registration
- Investment adviser registration
- In the industry since
- August 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- eastrockfinancial.com
Where does Rebecca Contin work?
Rebecca Contin is an investment adviser representative registered through East Rock Financial Services, LLC since December 2013, and is not listed among the firm’s executive officers or direct owners.
Is Rebecca Contin a financial advisor?
Yes. Rebecca Contin has a current investment-adviser registration in California, through East Rock Financial Services since December 2013.
How many years of experience does Rebecca Contin have?
Rebecca Contin has 14 years in the financial industry, since August 2012, across 2 adviser firms.
What exams has Rebecca Contin passed?
Rebecca Contin has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 2001.
Where did Rebecca Contin work before East Rock Financial Services?
Before East Rock Financial Services, Rebecca Contin was registered through Cornerstone Advisors Inc, May 2012 to September 2013.
Where is Rebecca Contin based?
Rebecca Contin’s registered office is in Santa Cruz, CA.
Is Rebecca Contin registered with FINRA?
No. Rebecca Contin has no current broker registration.
Is Rebecca Contin a CFP?
East Rock Financial Services lists Rebecca Contin with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Rebecca Contín, CFP® biography, eastrockfinancial.com
How can I verify Rebecca Contin’s record?
Search CRD 4317249 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rebecca Contin’s full registration record.