Elizabeth Flores has been an investment adviser representative at Legacy Wealth Advisors since June 2020, and is not listed among the firm’s executive officers or direct owners. Elizabeth Flores holds a Bachelor of Science in Accounting from San Jose State University.
Legacy Wealth Advisors, LLC is a San Jose, CA firm with $178M under management, 62 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Liz Flores provides investment advisory services and financial planning to high-net-worth clients at Legacy Wealth Advisors. She has over 18 years of experience providing financial and investment planning advice and services. She is a committee member of the California CPA Society's Personal Financial Planning Committee.
Elizabeth Flores’ longest registration was 14 years at Jerome Ben Vernazza (2003–2017). Before joining Legacy Wealth Advisors in 2020, Elizabeth Flores was registered through Sterling Advisory Services, LLC and Jerome Ben Vernazza.
- Legacy Wealth Advisors, LLCCurrent– present · 6 yearsSanta Cruz, CA · Adviser representative · Firm CRD 127758
- Sterling Advisory Services, LLC– · 6 yearsSan Jose, CA · Adviser representative · Firm CRD 169827
- Jerome Ben Vernazza– · 14 yearsScotts Valley, CA · Adviser representative · Firm CRD 127087
Professional designations
Listed by Legacy Wealth Advisors
- CPA
- PFS
Investment adviser representative registrations
Elizabeth Flores is registered as an investment adviser representative in California, since June 2020.
- CaliforniaSince 11 June 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 10 October 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Elizabeth Louise Flores
- CRD
- 4617040
- Firm
- Legacy Wealth Advisors · CRD 127758
- Office
- Santa Cruz, CA
- Registration
- Investment adviser registration
- In the industry since
- April 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- legacywealthadvisorsllc.com
Where does Elizabeth Flores work?
Elizabeth Flores is an investment adviser representative registered through Legacy Wealth Advisors, LLC since June 2020, and is not listed among the firm’s executive officers or direct owners.
Is Elizabeth Flores a financial advisor?
Yes. Elizabeth Flores has a current investment-adviser registration in California, through Legacy Wealth Advisors since June 2020.
How many years of experience does Elizabeth Flores have?
Elizabeth Flores has 23 years in the financial industry, since April 2003, across 3 adviser firms.
What exams has Elizabeth Flores passed?
Elizabeth Flores passed the Series 65 in October 2002.
Where did Elizabeth Flores work before Legacy Wealth Advisors?
Before Legacy Wealth Advisors, Elizabeth Flores was registered through Jerome Ben Vernazza, April 2003 to November 2017.
Where is Elizabeth Flores based?
Elizabeth Flores’ registered office is in Santa Cruz, CA.
Is Elizabeth Flores registered with FINRA?
No. Elizabeth Flores has no current broker registration.
How can I verify Elizabeth Flores’ record?
Search CRD 4617040 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Elizabeth Flores’ full registration record.