Legacy Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Legacy Wealth Advisors reports 62 clients. They include 46 high-net-worth individuals and 16 individual clients. Of its assets, 94.4% ($168M across 184 accounts) are managed with discretion; $9.99M across 26 accounts are not. Of its clients, 1% are outside the U.S. It advised 55 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 26% | 4% |
| High-net-worth individuals | 74% | 94% |
| Other | Fewer than 5 | 2% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 16 | $6.4M | 3.6% | $400K |
| High-net-worth individuals | 46 | $168M | 94.2% | $3.65M |
| Other | Fewer than 5 | $3.95M | 2.2% | — |
| Total | 62 | $178M | 100% | — |
- Clients
- 16
- Regulatory AUM
- $6.4M
- AUM share
- 3.6%
- Avg. per client
- $400K
- Clients
- 46
- Regulatory AUM
- $168M
- AUM share
- 94.2%
- Avg. per client
- $3.65M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.95M
- AUM share
- 2.2%
- Avg. per client
- —
Total
- Clients
- 62
- Regulatory AUM
- $178M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 55
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Legacy Wealth Advisors charges 0.50%–1.50% a year for its Wealth Advisory Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $2,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning and consulting are a fixed fee starting at $2,500 per engagement, or hourly at up to $500 per hour.
Edwin Ryu owns 75% or more of Legacy Wealth Advisors. The leadership team of Legacy Wealth Advisors includes Chief Compliance Officer Edwin Ryu. It has 6 employees, 4 of them in advisory roles.
Leadership
- Edwin RyuMember/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Legacy Wealth Advisors, LLC
Edwin Ryu
Control person · since December 1999
Legacy Wealth Advisors’ regulatory assets grew 1.6× from $115M (March 2021) to $178M (March 2026); clients rose from 51 to 62 and employees fell from 7 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $178M | 62 | 6 | 2 |
| March 2025 | $137M | 55 | 6 | 2 |
| March 2024 | $122M | 51 | 7 | 2 |
| March 2023 | $108M | 51 | 7 | 2 |
| March 2022 | $124M | 50 | 7 | 2 |
| March 2021 | $115M | 51 | 7 | 1 |
Besides its headquarters, Legacy Wealth Advisors has 1 office (1 private residence, listed without an address), with 1 listed address in California.
California · 1 listed address
- 2001 Gateway Place, Suite 600w, San JoseHQ
Contact and registration details
- Legal name
- Legacy Wealth Advisors, LLC
- Headquarters
- 2001 Gateway Place, Suite 600w, San Jose, CA 95110
- Website
- legacywealthadvisorsllc.com
- Phone
- 408-452-7700
- @legacywealthadvisorsllc
- SEC file
- 801-119518
- Structure
- California LLC
- Fiscal year end
- December
Legacy Wealth Advisors uses Charles Schwab ($166M) as custodian for its separately managed accounts. Legacy Wealth Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $166M100%
At year end, Legacy Wealth Advisors’ separately managed accounts were largely in stocks (43%) and funds (41%).
What the accounts hold
- Stocks43%
- Exchange-traded equities32%
- Non-exchange-traded equities11%
- Funds41%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash7%
- Other6%
- Hedge funds, annuities, private equity & debt and private real estate funds6%
How many clients does Legacy Wealth Advisors have?
Legacy Wealth Advisors has 62 clients and manages $178 million for them, as of March 2026. They include 46 high-net-worth individuals and 16 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Legacy Wealth Advisors offer?
Legacy Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Legacy Wealth Advisors charge?
Legacy Wealth Advisors charges 0.50%–1.50% a year for its Wealth Advisory Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $2,000,000.
Source: LEGACY WEALTH ADV PART 2A BROCHURE, filed 18 March 2026
Which custodians does Legacy Wealth Advisors use?
Legacy Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $166M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Legacy Wealth Advisors have?
Legacy Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Legacy Wealth Advisors invest in?
At the end of its last fiscal year, Legacy Wealth Advisors’ separately managed accounts held 41% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 11% non-exchange-traded equities, 7% cash and equivalents, 6% other, 2% U.S. government and agency bonds and 1% investment grade corporate bonds. The 6% other category is described as: Hedge Funds, Annuities, Private Equity & Debt and Private Real Estate Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Legacy Wealth Advisors have a minimum investment?
Yes, Legacy Wealth Advisors’ minimum account size for its Wealth Advisory Services is $2M.
Source: LEGACY WEALTH ADV PART 2A BROCHURE, filed 18 March 2026
Who owns Legacy Wealth Advisors?
Legacy Wealth Advisors’ direct owner is Edwin Ryu (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Legacy Wealth Advisors get paid?
Legacy Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Legacy Wealth Advisors?
Legacy Wealth Advisors’ main office is at 2001 Gateway Place, Suite 600w, San Jose, CA 95110. Its phone number is 408-452-7700. Its website is legacywealthadvisorsllc.com.