Liam Toohey has been an investment adviser representative at Richard P. Slaughter Associates since October 2021, and is not listed among the firm’s executive officers or direct owners.
Richard P. Slaughter Associates, Inc. is an Austin, TX firm with $905M under management, 457 clients and 12 advisers in one office, as of its August 2026 filing.
- – present · 5 yearsSanta Cruz, CA · Adviser representative · Firm CRD 109080
Investment adviser representative registrations
Liam Toohey is registered as an investment adviser representative in 2 states. Each was approved in October 2021.
- New MexicoSince 22 October 2021
- TexasSince 8 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 October 2021 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7430716
- Firm
- Richard P. Slaughter Associates · CRD 109080
- Office
- Santa Cruz, CA
- Registration
- Investment adviser registration
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Liam Toohey work?
Liam Toohey is an investment adviser representative registered through Richard P. Slaughter Associates, Inc. since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Liam Toohey a financial advisor?
Yes. Liam Toohey has a current investment-adviser registration in New Mexico and Texas, through Richard P. Slaughter Associates since October 2021.
How many years of experience does Liam Toohey have?
Liam Toohey has 5 years in the financial industry, since October 2021, across 1 adviser firm.
What exams has Liam Toohey passed?
Liam Toohey passed the Series 65 in October 2021.
Where is Liam Toohey based?
Liam Toohey’s registered office is in Santa Cruz, CA.
Is Liam Toohey registered with FINRA?
No. Liam Toohey has no current broker registration.
How can I verify Liam Toohey’s record?
Search CRD 7430716 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Liam Toohey’s full registration record.
