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Ann Nowell

Chief Operating Officer at Richard P. Slaughter Associates in Austin, TX

Investment adviser registrationUpdated

Ann Nowell is Chief Operating Officer of Richard P. Slaughter Associates, Inc., an investment adviser managing $905M, and works from its Austin, TX office. Ann Nowell has been registered as an investment adviser representative through Richard P. Slaughter Associates since 4 April 2005, has 21 years in the industry across 1 firm and has passed the Series 65.

21
Years in industry
21
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Ann Nowell has been Chief Operating Officer of Richard P. Slaughter Associates since July 2026, is a control person of the firm and directly owns under 5% of it.

Richard P. Slaughter Associates, Inc. is an Austin, TX firm with $905M under management, 457 clients and 12 advisers in one office, as of its August 2026 filing.

  1. Richard P. Slaughter Associates, Inc.Current
    – present · 21 years
    Austin, TX · Adviser representative · Firm CRD 109080

Credentials and registrations

Investment adviser representative registrations

Ann Nowell is registered as an investment adviser representative in 2 states. The first approvals date from April 2005; the most recent is New Mexico, in February 2014.

  • New MexicoSince 11 February 2014
  • TexasSince 4 April 2005

Examinations

Series 652 April 2005
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Ann Michele Nowell
CRD
4895833
Firm
Richard P. Slaughter Associates · CRD 109080
Role
Chief Operating Officer
Office
9600 NORTH MOPAC, SUITE 600, Austin, TX 78759
Registration
Investment adviser registration
In the industry since
April 2005
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Ann Nowell work?

Ann Nowell has been Chief Operating Officer of Richard P. Slaughter Associates, Inc. since July 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 August 2026

Is Ann Nowell a financial advisor?

Yes. Ann Nowell has a current investment-adviser registration in New Mexico and Texas, through Richard P. Slaughter Associates since April 2005.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Ann Nowell have?

Ann Nowell has 21 years in the financial industry, since April 2005, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Ann Nowell passed?

Ann Nowell passed the Series 65 in April 2005.

Source: IAPD individual record, checked 22 October 2026

Where is Ann Nowell based?

Ann Nowell’s registered office is in Austin, TX.

Source: IAPD individual record, checked 22 October 2026

Is Ann Nowell registered with FINRA?

No. Ann Nowell has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Ann Nowell’s record?

Search CRD 4895833 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ann Nowell’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Richard P. Slaughter Associates

Sources

  1. IAPD individual record, CRD 4895833, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Richard P. Slaughter Associates, Inc., filed 27 August 2026. Title, control and ownership bands.
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