Brooks Slaughter has been Chief Investment Officer, Chief Compliance Officer of Richard P. Slaughter Associates since July 2026, is a control person of the firm and directly owns between 25% and 50% of it. Brooks Slaughter holds a BS from The University of Texas and an MBA from the University of Houston at Clear Lake.
Richard P. Slaughter Associates, Inc. is an Austin, TX firm with $905M under management, 457 clients and 12 advisers in one office, as of its August 2026 filing.
Brooks Slaughter is Board Chair and Chief Investment Officer of Richard P. Slaughter Associates, based in Austin. He joined the firm in 1993 and chairs its Investment Committee, overseeing the firm's investment philosophy and portfolio strategy. Before entering wealth management he worked as an engineer with NASA.
Brooks Slaughter’s longest registration is the current one, 33 years at Richard P. Slaughter Associates since 1993.
- RPS Retirement Plan AdvisorsAlso current– present · 4 yearsAustin, TX · Adviser representative · Firm CRD 319220
- Strategic Investment ManagementAlso current– present · 22 yearsAustin, TX · Adviser representative · Firm CRD 129949
- – present · 33 yearsAustin, TX · Adviser representative · Firm CRD 109080
Professional designations
Listed by Richard P. Slaughter Associates
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Brooks Slaughter is registered as an investment adviser representative in 3 states. The first approvals date from February 1993; the most recent is Louisiana, in August 2022.
- LouisianaSince 9 August 2022
- New MexicoSince 10 February 2014
- TexasSince 23 February 1993
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 2 | Non-Member General Securities Examination | 8 January 1993 |
- Name
- Non-Member General Securities Examination
- Full name
- Brooks Collier Slaughter
- CRD
- 2313765
- Firm
- Richard P. Slaughter Associates · CRD 109080
- Role
- Chief Investment Officer, Chief Compliance Officer
- Office
- 9600 NORTH MOPAC, SUITE 600, Austin, TX 78759
- Registration
- Investment adviser registration
- In the industry since
- February 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rpswealthadvisors.com
Where does Brooks Slaughter work?
Brooks Slaughter has been Chief Investment Officer, Chief Compliance Officer of Richard P. Slaughter Associates, Inc. since July 2026, and is a control person of the firm.
Is Brooks Slaughter a financial advisor?
Yes. Brooks Slaughter has a current investment-adviser registration in Louisiana, New Mexico and Texas, through Richard P. Slaughter Associates since February 1993.
How many years of experience does Brooks Slaughter have?
Brooks Slaughter has 33 years in the financial industry, since February 1993, across 3 adviser firms.
What exams has Brooks Slaughter passed?
Brooks Slaughter passed the Series 2 in January 1993.
Where is Brooks Slaughter based?
Brooks Slaughter’s registered office is in Austin, TX.
Is Brooks Slaughter registered with FINRA?
No. Brooks Slaughter has no current broker registration.
Is Brooks Slaughter a CFP?
Richard P. Slaughter Associates lists Brooks Slaughter with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brooks Slaughter’s record?
Search CRD 2313765 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brooks Slaughter’s full registration record.
