Thomas Wynn has been Managing Member and Chief Compliance Officer of Wynn Capital Management since February 2002, is a control person of the firm and directly owns 75% or more of it.
Wynn Capital Management, LLC is a Santa Cruz, CA firm with $102M under management, 89 clients and 2 advisers in one office, as of its March 2026 filing.
Thomas Wynn is CEO of Wynn Capital Management. He founded the firm in 2003 to offer advanced trading strategies normally reserved for institutions and hedge funds to individual investors. He worked on the floor of the Pacific Stock Exchange in San Francisco from 1981 to 1996, becoming an equity and options market maker in 1985.
- Wynn Capital Management, LLCCurrent– present · 24 yearsSanta Cruz, CA · Adviser representative · Firm CRD 119355
Investment adviser representative registrations
Thomas Wynn is registered as an investment adviser representative in California, since October 2009.
- CaliforniaSince 1 October 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 11 February 2002 |
| Series 7 | General Securities Representative Examination | 5 January 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Matthew Wynn
- CRD
- 2322640
- Firm
- Wynn Capital Management · CRD 119355
- Role
- Managing Member and Chief Compliance Officer
- Office
- 101 COOPER ST, Santa Cruz, CA 95060
- Registration
- Investment adviser registration
- In the industry since
- September 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wynncapital.com
Where does Thomas Wynn work?
Thomas Wynn has been Managing Member and Chief Compliance Officer of Wynn Capital Management, LLC since February 2002, and is a control person of the firm.
Is Thomas Wynn a financial advisor?
Yes. Thomas Wynn has a current investment-adviser registration in California, through Wynn Capital Management since September 2002.
How many years of experience does Thomas Wynn have?
Thomas Wynn has 24 years in the financial industry, since September 2002, across 1 adviser firm.
What exams has Thomas Wynn passed?
Thomas Wynn has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2002.
Where is Thomas Wynn based?
Thomas Wynn’s registered office is in Santa Cruz, CA.
Is Thomas Wynn registered with FINRA?
No. Thomas Wynn has no current broker registration.
How can I verify Thomas Wynn’s record?
Search CRD 2322640 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Wynn’s full registration record.