Wynn Capital Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Wynn Capital Management reports 89 clients. They include 48 individual clients and 41 high-net-worth individuals. Of its assets, 100.0% ($102M across 273 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 16% |
| High-net-worth individuals | 46% | 84% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 48 | $16.6M | 16.2% | $345K |
| High-net-worth individuals | 41 | $85.4M | 83.8% | $2.08M |
| Total | 89 | $102M | 100% | $1.15M |
- Clients
- 48
- Regulatory AUM
- $16.6M
- AUM share
- 16.2%
- Avg. per client
- $345K
- Clients
- 41
- Regulatory AUM
- $85.4M
- AUM share
- 83.8%
- Avg. per client
- $2.08M
Total
- Clients
- 89
- Regulatory AUM
- $102M
- AUM share
- 100%
- Avg. per client
- $1.15M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Wynn Capital Management charges 0.70%–1.40% a year for its Investment Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are billed hourly at $100 to $300 per hour, negotiable, with a 5-hour minimum; generally included for investment clients whose annual fee exceeds $10,000.
Thomas Wynn owns 75% or more of Wynn Capital Management. The leadership team of Wynn Capital Management includes Chief Compliance Officer Thomas Wynn. It has 3 employees, 2 of them in advisory roles.
Leadership
Thomas WynnManaging Member and Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Wynn Capital Management, LLC
Thomas Wynn
Control person · since February 2002
Besides its headquarters, Wynn Capital Management has 0 offices, with 1 listed address in California.
California · 1 listed address
- 101 Cooper Street, Santa CruzHQ
Contact and registration details
- Legal name
- Wynn Capital Management, LLC
- Headquarters
- 101 Cooper Street, Santa Cruz, CA 95060
- Website
- wynncapital.com
- Phone
- 831-600-7326
- SEC file
- 801-135896
- Structure
- California LLC
- Fiscal year end
- December
Wynn Capital Management does not have custody of client assets.
At year end, Wynn Capital Management’s separately managed accounts were mostly in funds (87%).
What the accounts hold
- Stocks4%
- Funds87%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash1%
- Other7%
- Real estate funds6%
- Derivatives1%
How many clients does Wynn Capital Management have?
Wynn Capital Management has 89 clients and manages $102 million for them, as of March 2026. They include 48 individual clients and 41 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Wynn Capital Management offer?
Wynn Capital Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wynn Capital Management charge?
Wynn Capital Management charges 0.70%–1.40% a year for its Investment Management. The fee is billed in advance and is negotiable.
Source: ADV PART 2A WYNN CAPITAL MANAGEMENT, filed 31 March 2026
How many financial advisors does Wynn Capital Management have?
Wynn Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wynn Capital Management invest in?
At the end of its last fiscal year, Wynn Capital Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 6% other, 4% exchange-traded equities, 1% U.S. government and agency bonds, 1% investment grade corporate bonds, 1% derivatives and 1% cash and equivalents. The 6% other category is described as: Real Estate Funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wynn Capital Management?
Wynn Capital Management’s direct owner is Thomas Wynn (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Wynn Capital Management get paid?
Wynn Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wynn Capital Management?
Wynn Capital Management’s main office is at 101 Cooper Street, Santa Cruz, CA 95060. Its phone number is 831-600-7326. Its website is wynncapital.com.