{"url":"https://nivawealth.com/firms/wynn-capital-management-119355","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/119355","regulatoryAum":102011468,"crd":"119355","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7383795","suffix":null,"lastName":"Landry","firstName":"Susan","middleName":"Amanda"},{"crd":"2322640","suffix":null,"lastName":"WYNN","firstName":"THOMAS","middleName":"MATTHEW"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135896","legalName":"Wynn Capital Management, LLC","displayName":"Wynn Capital Management","slug":"wynn-capital-management-119355","website":"https://wynncapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"101 Cooper Street","city":"Santa Cruz","state":"CA","stateName":"California","country":"United States","postalCode":"95060"},"tradeNames":[],"registration":{"secApproved":"23 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1146196.2696629213,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":102011468,"discretionary":102011468,"discretionaryAccounts":273,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":48,"regulatoryAum":16562720},{"label":"High-net-worth individuals","clients":41,"regulatoryAum":85448748}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021673","versionId":1021673,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"ADV PART 2A WYNN CAPITAL MANAGEMENT","fee_rate_low":0.7,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting are billed hourly at $100 to $300 per hour, negotiable, with a 5-hour minimum; generally included for investment clients whose annual fee exceeds $10,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021673","versionId":1021673,"submittedOn":"2026-03-31","documentName":"ADV PART 2A WYNN CAPITAL MANAGEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:31:33.24702+00:00","documents":[{"name":"ADV PART 2A WYNN CAPITAL MANAGEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021673","versionId":1021673,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"Wynn Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Wynn","title":"Managing Member and Chief Compliance Officer","crd":"2322640"}],"ownership":[{"label":"Thomas Wynn","detail":"Managing member and chief compliance officer in the 75% or more ownership band and a control person, since February 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"101 Cooper Street","city":"Santa Cruz","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"831-600-7326","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":87},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":6,"detail":"Real Estate Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/119355/PDF/119355.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021673","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Wynn Capital Management have?","answer":"Wynn Capital Management has 89 clients and manages $102 million for them, as of March 2026. They include 48 individual clients and 41 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wynn Capital Management offer?","answer":"Wynn Capital Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Wynn Capital Management charge?","answer":"Wynn Capital Management charges 0.70%–1.40% a year for its Investment Management. The fee is billed in advance and is negotiable.","source":"ADV PART 2A WYNN CAPITAL MANAGEMENT, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Wynn Capital Management have?","answer":"Wynn Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wynn Capital Management invest in?","answer":"At the end of its last fiscal year, Wynn Capital Management’s separately managed accounts held 87% registered funds (mutual funds, ETFs, BDCs), 6% other, 4% exchange-traded equities, 1% U.S. government and agency bonds, 1% investment grade corporate bonds, 1% derivatives and 1% cash and equivalents. The 6% other category is described as: Real Estate Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wynn Capital Management?","answer":"Wynn Capital Management’s direct owner is Thomas Wynn (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wynn Capital Management get paid?","answer":"Wynn Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Wynn Capital Management?","answer":"Wynn Capital Management’s main office is at 101 Cooper Street, Santa Cruz, CA 95060. Its phone number is 831-600-7326. Its website is wynncapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}