Sean O'Connor has been an investment adviser representative at O'Connor Capital Advisory since May 2026, and is not listed among the firm’s executive officers or direct owners.
O'Connor Capital Advisory, LLC is a Scottsdale, AZ firm with $112M under management, 38 clients and 1 adviser across 3 offices, as of its July 2026 filing.
- – present · under a yearSanta Cruz, CA · Adviser representative · Firm CRD 152687
Investment adviser representative registrations
Sean O'Connor is registered as an investment adviser representative in 2 states. The first approvals date from May 2026; the most recent is Arizona, in July 2026.
- ArizonaSince 1 July 2026
- CaliforniaSince 22 May 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 May 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sean Patrick O'Connor
- CRD
- 8277776
- Firm
- O'Connor Capital Advisory · CRD 152687
- Office
- 623 California Street, Santa Cruz, CA 95060
- Registration
- Investment adviser registration
- In the industry since
- May 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Sean O'Connor work?
Sean O'Connor is an investment adviser representative registered through O'Connor Capital Advisory, LLC since May 2026, and is not listed among the firm’s executive officers or direct owners.
Is Sean O'Connor a financial advisor?
Yes. Sean O'Connor has a current investment-adviser registration in Arizona and California, through O'Connor Capital Advisory since May 2026.
How many years of experience does Sean O'Connor have?
Sean O'Connor has 0 years in the financial industry, since May 2026, across 1 adviser firm.
What exams has Sean O'Connor passed?
Sean O'Connor passed the Series 65 in May 2026.
Where is Sean O'Connor based?
Sean O'Connor’s registered office is in Santa Cruz, CA.
Is Sean O'Connor registered with FINRA?
No. Sean O'Connor has no current broker registration.
How can I verify Sean O'Connor’s record?
Search CRD 8277776 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean O'Connor’s full registration record.
