Top 10 financial advisor firms in The Woodlands

21 SEC-registered financial advisor firms are headquartered in The Woodlands, TX, with $12B in combined regulatory assets under management. The largest by assets are Summa ($1.59B), Rhame & Gorrell Wealth Management ($1.32B) and Avion Wealth ($985M).

21
Financial advisor firms: $12B
Their combined AUM: $551M
Median firm AUM: 3,267
Clients of the top 10

The 10 largest by assets

1
Summa
RIA
$1.59B
0.75% to 1.00% a year
2
Rhame & Gorrell Wealth Management
RIA
$1.32B
0.55% to 1.30% a year
3
Avion Wealth
RIA
$985M
0.50% to 1.00%
4
Erguz
RIA
$889M
Regulatory AUM
5
Waterway Wealth Management
RIA
$676M
0.80% to 1.00% a year
6
Bellatore Financial
RIA
$639M
Regulatory AUM
7
Carlton, Hofferkamp and Jenks Wealth Management
RIA
$600M
1.00% to 2.00% a year
8
Outlook Wealth Advisors
RIA
$594M
Regulatory AUM
9
IAS Wealth Management
RIA
$589M
0.40% to 1.00% a year
10
Endeavor Advisors
RIA
$560M
0.30% to 1.50% a year

Profiles of the top 10

No. 1 · RIA

Summa

Summa is an investment adviser based in The Woodlands, TX, registered with the SEC since 2016. It provides investment management. Its clients include high-net-worth individuals, other investment advisers and individual clients. Its regulatory assets under management total $1.59 billion, as filed on 17 September 2026.

Summa charges 0.75%–1.00% a year for its Advisory fee.

Regulatory AUM: $1.59B
Clients: 88
Advisory staff: 3
Fee schedule: 0.75% to 1.00% a year
Custodians: Interactive Brokers, J.P. Morgan, Goldman Sachs & Co., Banque Pictet & Cie Sa
Headquarters: 1790 Hughes Landing BLVD., Suite 470, The Woodlands, TX 77380
Phone: 281-362-9977
Website: summaholdings.com

No. 2 · RIA

Rhame & Gorrell Wealth Management

Rhame & Gorrell Wealth Management is an investment adviser based in The Woodlands, TX, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $1.32 billion, as filed on 17 July 2026.

Rhame & Gorrell Wealth Management charges 0.55%–1.30% a year for its Wealth Management Fees.

Regulatory AUM: $1.32B
Clients: 837
Advisory staff: 12
Fee schedule: 0.55% to 1.30% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 1330 Lake Robbins Drive, Suite 360, The Woodlands, TX 77380
Phone: 832-789-1100
Website: rgwealth.com

No. 3 · RIA

Avion Wealth

Avion Wealth is an investment adviser based in The Woodlands, TX, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $985 million, as filed on 27 August 2026.

Avion Wealth charges 0.50%–1.00% for its Portfolio Management Services. The brochure does not state whether the rate is annual.

Regulatory AUM: $985M
Clients: 300
Advisory staff: 8
Founded: 2005
Fee schedule: 0.50% to 1.00%
Custodians: Fidelity, Charles Schwab
Headquarters: 2829 Technology Forest Boulevard, Suite 300, The Woodlands, TX 77381-3913
Phone: 281-528-1200
Website: avionwealth.com

No. 4 · RIA

Erguz

Erguz is an investment adviser based in The Woodlands, TX, registered with the SEC since 2013. It provides investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $889 million, as filed on 3 March 2026.

Regulatory AUM: $889M
Clients: 51
Advisory staff: 1
Custodians: Morgan Stanley, Raymond James, Goldman Sachs & Co.
Headquarters: 9595 Six Pines DR., Suite 8210, The Woodlands, TX 77380
Phone: 832-631-6284
Website: erguz.com

No. 5 · RIA

Waterway Wealth Management

Waterway Wealth Management is an investment adviser based in The Woodlands, TX, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $676 million, as filed on 13 April 2026.

Waterway Wealth Management charges 0.80%–1.00% a year for its Wrap Fee Program.

Regulatory AUM: $676M
Clients: 142
Advisory staff: 4
Founded: 2012
Fee schedule: 0.80% to 1.00% a year
Custodians: Fidelity
Headquarters: 21 Waterway, Suite 500, The Woodlands, TX 77380
Phone: 281-363-0000
Website: waterwaywealth.com

No. 6 · RIA

Bellatore Financial

Bellatore Financial is an investment adviser based in The Woodlands, TX, registered with the SEC since 2007. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $639 million, as filed on 5 September 2026.

Regulatory AUM: $639M
Clients: 561
Advisory staff: 2
Founded: 2007
Custodians: Charles Schwab
Headquarters: 1790 Hughes Landing BLVD, Suite 575, The Woodlands, TX 77380
Phone: 877-242-9949
Website: bellatore.com

No. 7 · RIA

Carlton, Hofferkamp and Jenks Wealth Management

Carlton, Hofferkamp and Jenks Wealth Management is an investment adviser based in The Woodlands, TX, registered with the SEC since 2010. It provides investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $600 million, as filed on 24 March 2026.

Carlton, Hofferkamp and Jenks Wealth Management charges 1.00%–2.00% a year for its Investment Management Fees.

Regulatory AUM: $600M
Clients: 309
Advisory staff: 5
Founded: 2010
Fee schedule: 1.00% to 2.00% a year
Minimum account: $500,000
Custodians: Charles Schwab
Headquarters: 10200 Grogan'S Mill Road, Suite 430, The Woodlands, TX 77380
Phone: 281-298-2700
Website: chjwealthmanagement.com

No. 8 · RIA

Outlook Wealth Advisors

Outlook Wealth Advisors is an investment adviser based in The Woodlands, TX, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $594 million, as filed on 6 March 2026.

Regulatory AUM: $594M
Clients: 569
Advisory staff: 5
Founded: 2011
Custodians: Fidelity
Headquarters: 224 Ed English DR., Suite A, The Woodlands, TX 77385
Phone: 281-872-1515
Website: outlookwealth.com

No. 9 · RIA

IAS Wealth Management

IAS Wealth Management is an investment adviser based in The Woodlands, TX, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $589 million, as filed on 23 July 2026.

IAS Wealth Management charges 0.40%–1.00% a year for its Advisory Fees.

Regulatory AUM: $589M
Clients: 235
Advisory staff: 5
Founded: 1994
Fee schedule: 0.40% to 1.00% a year
Custodians: Fidelity
Headquarters: 9303 New Trails Drive, Suite 450, The Woodlands, TX 77381
Phone: 281-364-0606
Website: iaswealth.com

No. 10 · RIA

Endeavor Advisors

Endeavor Advisors is an investment adviser based in The Woodlands, TX, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $560 million, as filed on 30 April 2026.

Endeavor Advisors charges 0.30%–1.50% a year for its Family Office and Wealth Management Services.

Regulatory AUM: $560M
Clients: 175
Advisory staff: 8
Founded: 2023
Fee schedule: 0.30% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 2001 Timberloch Place, Suite 500, The Woodlands, TX 77380
Phone: 281-326-9902
Website: endeavor-advisors.com

Questions about financial advisors in The Woodlands

How many financial advisor firms are headquartered in The Woodlands?

21 SEC-registered financial advisor firms report their principal office in The Woodlands, TX, managing $12B in regulatory assets between them. The other 4 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in The Woodlands?

Summa, with $1.59B in regulatory assets under management on its latest Form ADV. The next largest are Rhame & Gorrell Wealth Management ($1.32B) and Avion Wealth ($985M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in The Woodlands?

The median firm manages $551M in regulatory assets. That is the midpoint of the 21 firms headquartered in The Woodlands.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in The Woodlands charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in The Woodlands?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

The Woodlands has 21 financial advisor firms; see every adviser in the city →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in The Woodlands

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