Outlook Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, business succession planning, education planning, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 1–10 clients last fiscal year.
Outlook Wealth Advisors reports 569 clients. They include 381 individual clients and 188 high-net-worth individuals. Of its assets, 100.0% ($594M across 2,461 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 25% |
| High-net-worth individuals | 33% | 75% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 381 | $148M | 24.9% | $388K |
| High-net-worth individuals | 188 | $446M | 75.1% | $2.37M |
| Total | 569 | $594M | 100% | $1.04M |
- Clients
- 381
- Regulatory AUM
- $148M
- AUM share
- 24.9%
- Avg. per client
- $388K
- Clients
- 188
- Regulatory AUM
- $446M
- AUM share
- 75.1%
- Avg. per client
- $2.37M
Total
- Clients
- 569
- Regulatory AUM
- $594M
- AUM share
- 100%
- Avg. per client
- $1.04M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Outlook Wealth Advisors is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is typically a flat fee of $2,550 to $5,000 or an hourly fee of $200 to $400, negotiable; 50% is due as a deposit before services begin.
Outlook Wealth Financial Services, LLC owns 75% or more of Outlook Wealth Advisors and is in turn owned by Michael Neuenschwander (25–50%). The leadership team of Outlook Wealth Advisors includes President Michael Neuenschwander and Chief Compliance Officer Stacy Fleming. It has 11 employees, 5 of them in advisory roles.
Staff
- 11 employees
- 5 in advisory functions
- 5 state-registered reps
- 4 insurance agents
- Owns 75% or more of Outlook Wealth Advisors, LLC
Outlook Wealth Financial Services, LLC
Control person · since May 2018
- Owns 25% to 50% of Outlook Wealth Financial Services, LLC
Michael Neuenschwander
Control person · since May 2018
Elsa Cazares
Member · Control person · since May 2018
- Owns 75% or more of Outlook Wealth Advisors, LLC
Outlook Wealth Financial Services,
Control person · since May 2018
- Owns 25% to 50% of Outlook Wealth Advisors, LLC
James Neuenschwander
Control person · since May 2018
Outlook Wealth Advisors’ regulatory assets grew from $409M (March 2021) to $594M (March 2026); clients rose from 501 to 569 and employees were 11 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $594M | 569 | 11 | 7 |
| Mar 2025March 2025 | $543M | 570 | 10 | 7 |
| Mar 2024March 2024 | $463M | 551 | 11 | 8 |
| Aug 2023August 2023 | $431M | 543 | 11 | 8 |
| Mar 2022March 2022 | $444M | 514 | 11 | 5 |
| Mar 2021March 2021 | $409M | 501 | 11 | 5 |
Besides its headquarters, Outlook Wealth Advisors has 6 offices, with 7 listed addresses in 1 state.
Texas · 7 listed addresses
- 224 Ed English DR., Suite A, The WoodlandsHQ
- 1525 Lakeville DR, Kingwood
- 5444 Westheimer, Houston
- 2245 Texas DR, Sugar Land
- 3206 Longmire DR, College Station
- 11757 Katy Freeway, Houston
- 20333 State Highway 249, Houston
Contact and registration details
- Legal name
- Outlook Wealth Advisors, LLC
- Headquarters
- 224 Ed English DR., Suite A, The Woodlands, TX 77385
- Website
- outlookwealth.com
- Phone
- 281-872-1515
- @outlook-wealth-advisors
- SEC file
- 801-113512
- Founded
- 2011
- Structure
- Texas LLC
- Fiscal year end
- December
Outlook Wealth Advisors’ named custodian for separately managed accounts is Fidelity ($594M). Outlook Wealth Advisors has custody of $248M for 395 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $594M100%
At year end, Outlook Wealth Advisors’ separately managed accounts were mostly in stocks (72%) and funds (17%). Its reported 13F holdings for the quarter ended 30 June 2026 total $463M across 305 positions; the largest are iShares TR (4.6%), Vanguard Index Fds (4.0%) and Invesco Qqq TR (3.9%).
What the accounts hold
- Stocks72%
- Funds17%
- Bonds1%
- Cash10%
How many clients does Outlook Wealth Advisors have?
Outlook Wealth Advisors has 569 clients and manages $594 million for them, as of March 2026. They include 381 individual clients and 188 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Outlook Wealth Advisors offer?
Outlook Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, business succession planning, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Outlook Wealth Advisors use?
Outlook Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $594M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Outlook Wealth Advisors have?
Outlook Wealth Advisors has 5 investment adviser representatives registered with state securities authorities, out of 11 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Outlook Wealth Advisors invest in?
At the end of its last fiscal year, Outlook Wealth Advisors’ separately managed accounts held 72% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Outlook Wealth Advisors?
Outlook Wealth Advisors is owned through a holding company by Michael Neuenschwander. Its direct owners are Outlook Wealth Financial Services, LLC (75% or more), Outlook Wealth Financial Services (75% or more) and James Neuenschwander (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Outlook Wealth Advisors get paid?
Outlook Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Outlook Wealth Advisors?
Outlook Wealth Advisors’ main office is at 224 Ed English DR., Suite A, The Woodlands, TX 77385. Its phone number is 281-872-1515. Its website is outlookwealth.com.