Erguz provides portfolio management for individuals and small businesses.
Erguz reports 51 high-net-worth individuals. Of its assets, 100.0% ($889M across 159 accounts) are managed with discretion. Of its clients, 82% are outside the U.S. It advised 51 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 51 | $889M | 100.0% | $17.4M |
| Total | 51 | $889M | 100% | $17.4M |
- Clients
- 51
- Regulatory AUM
- $889M
- AUM share
- 100.0%
- Avg. per client
- $17.4M
Total
- Clients
- 51
- Regulatory AUM
- $889M
- AUM share
- 100%
- Avg. per client
- $17.4M
- Clients outside the U.S.
- 82%
- Clients advised without assets under management last fiscal year
- 51
- Private funds advised
- 0
Erguz is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Javier Guzman Ortiz owns 75% or more of Erguz. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Erguz, LLC
Javier Guzman Ortiz
Control person · since January 2013
Erguz’s regulatory assets grew 1.7× from $513M (March 2021) to $889M (March 2026); clients rose from 38 to 51 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $889M | 51 | 1 | 1 |
| Mar 2025March 2025 | $804M | 50 | 1 | 1 |
| Apr 2024April 2024 | $721M | 46 | 1 | 1 |
| Mar 2023March 2023 | $580M | 44 | 1 | 1 |
| Mar 2022March 2022 | $619M | 40 | 1 | 1 |
| Mar 2021March 2021 | $513M | 38 | 1 | 1 |
Besides its headquarters, Erguz has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 9595 Six Pines DR., Suite 8210, The WoodlandsHQ
Contact and registration details
- Legal name
- Erguz, LLC
- Headquarters
- 9595 Six Pines DR., Suite 8210, The Woodlands, TX 77380
- Website
- erguz.com
- Phone
- 832-631-6284
- SEC file
- 801-78230
- Structure
- Texas LLC
- Fiscal year end
- December
Erguz’s named custodians for separately managed accounts are Raymond James ($351M, 43%), Morgan Stanley ($325M, 40%) and Goldman Sachs & Co. ($142M, 17%). Erguz does not have custody of client assets.
- Morgan StanleyMorgan Stanley & Co. LLC · New York, NY · $325M40%
- Raymond JamesRaymond James Financial Services, Inc. · St. Petersburg, FL · $351M43%
- Goldman Sachs & Co.Goldman Sachs & Co. LLC · New York, NY · $142M17%
At year end, Erguz’s separately managed accounts were mostly in stocks (62%) and bonds (37%).
What the accounts hold
- Stocks62%
- Exchange-traded equities60%
- Non-exchange-traded equities2%
- Bonds37%
- Sovereign bonds31%
- Investment grade corporate bonds5%
- High-yield corporate bonds1%
- Cash1%
How many clients does Erguz have?
Erguz has 51 clients and manages $889 million for them, as of March 2026. They include 51 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026
What services does Erguz offer?
Erguz provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Erguz use?
Erguz’s separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $351M, Morgan Stanley & Co. LLC (New York, NY), with $325M and Goldman Sachs & Co. LLC (New York, NY), with $142M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026
How many financial advisors does Erguz have?
Erguz has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Erguz invest in?
At the end of its last fiscal year, Erguz’s separately managed accounts held 60% exchange-traded equities, 31% sovereign bonds, 5% investment grade corporate bonds, 2% non-exchange-traded equities, 1% high-yield corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Erguz?
Erguz’s direct owner is Javier Guzman Ortiz (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 March 2026
How does Erguz get paid?
Erguz is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Erguz?
Erguz’s main office is at 9595 Six Pines DR., Suite 8210, The Woodlands, TX 77380. Its phone number is 832-631-6284. Its website is erguz.com.