Javier Guzman Ortiz has been Managing Member, CCO of Erguz since January 2013, is a control person of the firm and directly owns 75% or more of it.
Erguz, LLC is a The Woodlands, TX firm with $889M under management, 51 clients and 1 adviser in one office, as of its March 2026 filing.
Investment adviser representative registrations
Javier Guzman Ortiz is registered as an investment adviser representative in Texas, since July 2013.
- TexasSince 5 July 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 May 2013 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 6202592
- Firm
- Erguz · CRD 168009
- Role
- Managing Member, CCO
- Office
- 9595 SIX PINES DR., SUITE 8210, The Woodlands, TX 77380
- Registration
- Investment adviser registration
- In the industry since
- July 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Javier Guzman Ortiz work?
Javier Guzman Ortiz has been Managing Member, CCO of Erguz, LLC since January 2013, and is a control person of the firm.
Is Javier Guzman Ortiz a financial advisor?
Yes. Javier Guzman Ortiz has a current investment-adviser registration in Texas, through Erguz since July 2013.
How many years of experience does Javier Guzman Ortiz have?
Javier Guzman Ortiz has 13 years in the financial industry, since July 2013, across 1 adviser firm.
What exams has Javier Guzman Ortiz passed?
Javier Guzman Ortiz passed the Series 65 in May 2013.
Where is Javier Guzman Ortiz based?
Javier Guzman Ortiz’s registered office is in The Woodlands, TX.
Is Javier Guzman Ortiz registered with FINRA?
No. Javier Guzman Ortiz has no current broker registration.
How can I verify Javier Guzman Ortiz’s record?
Search CRD 6202592 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Javier Guzman Ortiz’s full registration record.