Top 8 financial advisor firms in Southlake

8 SEC-registered financial advisor firms are headquartered in Southlake, TX, with $2.66B in combined regulatory assets under management. The largest by assets are Mills Wealth Advisors ($549M), Trinity Portfolio Advisors ($531M) and TL Private Wealth ($364M).

8
Financial advisor firms: $2.66B
Their combined AUM: $304M
Median firm AUM: 2,889
Clients of the top 8

The 8 largest by assets

1
Mills Wealth Advisors
RIA
$549M
0.50% to 1.50% a year
2
Trinity Portfolio Advisors
RIA
$531M
Up to 2.00% a year
3
TL Private Wealth
RIA
$364M
0.50% to 1.35% a year
4
Openair Financial
RIA
$318M
0.80% to 1.25% a year
5
Orser Capital Management
RIA
$290M
Up to 1.00% a year
6
Corps Capital Advisors
RIA
$270M
1.00% to 1.50% a year
7
Solutions 4 Wealth
RIA
$189M
0.50% to 1.00% a year
8
Prestige Wealth Management
RIA
$148M
Up to 2.50%

Profiles of the top 8

No. 1 · RIA

Mills Wealth Advisors

Mills Wealth Advisors is an investment adviser based in Southlake, TX, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $549 million, as filed on 25 March 2026.

Mills Wealth Advisors charges 0.50%–1.50% a year for its Asset Management Services.

Regulatory AUM: $549M
Clients: 472
Advisory staff: 6
Founded: 1999
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 1207 S. White Chapel BLVD, Suite 150, Southlake, TX 76092
Phone: 817-416-7300
Website: millswealthadvisors.com

No. 2 · RIA

Trinity Portfolio Advisors

Trinity Portfolio Advisors is an investment adviser based in Southlake, TX, registered with the SEC since 2009. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $531 million, as filed on 17 July 2026.

Trinity Portfolio Advisors charges up to 2.00% a year for its Investment Management Fee.

Regulatory AUM: $531M
Clients: 622
Advisory staff: 9
Founded: 2009
Fee schedule: Up to 2.00% a year
Minimum account: $7,500
Custodians: Fidelity
Headquarters: 121 Countryside Court, Suite 140, Southlake, TX 76092
Phone: 817-416-7227
Website: trinityportfolio.com

No. 3 · RIA

TL Private Wealth

TL Private Wealth is an investment adviser based in Southlake, TX, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $364 million, as filed on 27 March 2026.

TL Private Wealth charges 0.50%–1.35% a year for its Investment Supervisory Services.

Regulatory AUM: $364M
Clients: 269
Advisory staff: 4
Founded: 2013
Fee schedule: 0.50% to 1.35% a year
Custodians: Fidelity
Headquarters: 165 S Kimball Ave, Suite 120, Southlake, TX 76092
Phone: 682-831-1048
Website: tlwealth.com

No. 4 · RIA

Openair Financial

Openair Financial is an investment adviser based in Southlake, TX, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $318 million, as filed on 26 August 2026.

Openair Financial charges 0.80%–1.25% a year for its Asset Management.

Regulatory AUM: $318M
Clients: 860
Advisory staff: 7
Fee schedule: 0.80% to 1.25% a year
Custodians: Charles Schwab, Fidelity
Headquarters: 280 Miron Drive, Southlake, TX 76092
Phone: 214-233-6059
Website: openairadvisers.com

No. 5 · RIA

Orser Capital Management

Orser Capital Management is an investment adviser based in Southlake, TX, registered with the SEC since 2014. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $290 million, as filed on 19 February 2026.

Orser Capital Management charges up to 1.00% a year for its Investment Advisory Fee.

Regulatory AUM: $290M
Clients: 141
Advisory staff: 1
Founded: 2007
Fee schedule: Up to 1.00% a year
Custodians: Charles Schwab
Headquarters: 566 North Kimball Avenue, Suite 100, Southlake, TX 76092
Phone: 817-697-2385

No. 6 · RIA

Corps Capital Advisors

Corps Capital Advisors is an investment adviser based in Southlake, TX, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $270 million, as filed on 17 March 2026.

Corps Capital Advisors charges 1.00%–1.50% a year for its Investment Management Services.

Regulatory AUM: $270M
Clients: 19
Advisory staff: 3
Fee schedule: 1.00% to 1.50% a year
Minimum account: $10,000,000
Custodians: Fidelity
Headquarters: 1900 W Kirkwood BLVD., Suite 1400b, Southlake, TX 76092
Phone: 214-452-2300
Website: corpscapadvisors.com

No. 7 · RIA

Solutions 4 Wealth

Solutions 4 Wealth is an investment adviser based in Southlake, TX, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $189 million, as filed on 23 September 2026.

Solutions 4 Wealth charges 0.50%–1.00% a year for its Asset Management.

Regulatory AUM: $189M
Clients: 209
Advisory staff: 5
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 566 North Kimball Ave, Suite 120, Southlake, TX 76092
Phone: 817-934-7010
Website: solutions4wealth.com

No. 8 · RIA

Prestige Wealth Management

Prestige Wealth Management is an investment adviser based in Southlake, TX, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $148 million, as filed on 23 June 2026.

Prestige Wealth Management charges up to 2.50% for its Investment Management & Financial Planning Services. The brochure does not state whether the rate is annual.

Regulatory AUM: $148M
Clients: 297
Advisory staff: 5
Fee schedule: Up to 2.50%
Custodians: Fidelity, Charles Schwab
Headquarters: 3120 Sabre Drive, Suite 160, Southlake, TX 76092
Phone: 817-637-8121

Questions about financial advisors in Southlake

How many financial advisor firms are headquartered in Southlake?

8 SEC-registered financial advisor firms report their principal office in Southlake, TX, managing $2.66B in regulatory assets between them. The other 9 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Southlake?

Mills Wealth Advisors, with $549M in regulatory assets under management on its latest Form ADV. The next largest are Trinity Portfolio Advisors ($531M) and TL Private Wealth ($364M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Southlake?

The median firm manages $304M in regulatory assets. That is the midpoint of the 8 firms headquartered in Southlake.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Southlake charge?

Of the 8 largest firms, 8 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Southlake?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Southlake has 8 financial advisor firms; see every adviser in the city →

The 8 largest by assets

Profiles of the top 8

Questions about financial advisors in Southlake

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