Top 3 financial advisor firms in Katy

3 SEC-registered financial advisor firms are headquartered in Katy, TX, with $587M in combined regulatory assets under management. The largest by assets are Trisperity Advisors ($335M), Equilibria Wealth Management ($130M) and Encompass Advisory Services ($121M).

3
Financial advisor firms: $587M
Their combined AUM: $130M
Median firm AUM: 813
Clients of the top 3

The 3 largest by assets

1
Trisperity Advisors
RIA
$335M
0.13% to 0.25%
2
Equilibria Wealth Management
RIA
$130M
0.50% to 2.80% a year
3
Encompass Advisory Services
RIA
$121M
Regulatory AUM

Profiles of the top 3

No. 1 · RIA

Trisperity Advisors

Trisperity Advisors is an investment adviser based in Katy, TX, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $335 million, as filed on 27 March 2026.

Trisperity Advisors charges 0.125%–0.25% for its Asset Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $335M
Clients: 264
Advisory staff: 2
Founded: 2006
Fee schedule: 0.13% to 0.25%
Custodians: Charles Schwab
Headquarters: 22202 Highland Knolls Drive, Katy, TX 77450
Phone: 281-395-1021

No. 2 · RIA

Equilibria Wealth Management

Equilibria Wealth Management is an investment adviser based in Katy, TX, registered with the SEC since 2020. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $130 million, as filed on 6 March 2026.

Equilibria Wealth Management charges 0.50%–2.80% a year for its Asset Management.

Regulatory AUM: $130M
Clients: 116
Advisory staff: 3
Fee schedule: 0.50% to 2.80% a year
Custodians: Charles Schwab
Headquarters: 24285 Katy Freeway, Suite 300, Katy, TX 77494
Phone: 432-617-7788
Website: equilibriawealthmanagement.com

No. 3 · RIA

Encompass Advisory Services

Encompass Advisory Services is an investment adviser based in Katy, TX, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and corporations and other businesses. Its regulatory assets under management total $121 million, as filed on 17 September 2026.

Regulatory AUM: $121M
Clients: 433
Advisory staff: 7
Custodians: Charles Schwab, Altruist
Headquarters: 23114 Seven Meadows Parkway, Katy, TX 77494
Phone: 281-371-6300
Website: easadvice.com

Questions about financial advisors in Katy

How many financial advisor firms are headquartered in Katy?

3 SEC-registered financial advisor firms report their principal office in Katy, TX, managing $587M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Katy?

Trisperity Advisors, with $335M in regulatory assets under management on its latest Form ADV. The next largest are Equilibria Wealth Management ($130M) and Encompass Advisory Services ($121M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Katy?

The median firm manages $130M in regulatory assets. That is the midpoint of the 3 firms headquartered in Katy.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Katy?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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