Trisperity Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year.
Trisperity Advisors reports 264 clients. They include 174 individual clients and 90 high-net-worth individuals. Of its assets, 99.4% ($333M across 815 accounts) are managed with discretion; $1.88M across 10 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 17% |
| High-net-worth individuals | 34% | 83% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 174 | $57.2M | 17.1% | $329K |
| High-net-worth individuals | 90 | $278M | 82.9% | $3.09M |
| Total | 264 | $335M | 100% | $1.27M |
- Clients
- 174
- Regulatory AUM
- $57.2M
- AUM share
- 17.1%
- Avg. per client
- $329K
- Clients
- 90
- Regulatory AUM
- $278M
- AUM share
- 82.9%
- Avg. per client
- $3.09M
Total
- Clients
- 264
- Regulatory AUM
- $335M
- AUM share
- 100%
- Avg. per client
- $1.27M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Trisperity Advisors charges 0.125%–0.25% for its Asset Management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$1M | 0.25% |
| $1M–$3M | 0.1875% |
| $3M and above | 0.125% |
Fee details and sources
Other fees
- Financial Planning
- The fee for a financial plan ranges from $750 to $2,000 or more for many objectives, with $850 to $950 more typical; the fee is negotiable.
- Limited Scope and Implementation
- Limited scope engagements and follow-on implementation are billed separately at $200 to $250 per hour.
Craig Narum owns 75% or more of Trisperity Advisors. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Trisperity Advisors, LLC
Craig Narum
Control person · since April 2006
- Owns 5% to 10% of Trisperity Advisors, LLC
Jeffrey McCulloch
since January 2023
Trisperity Advisors’ regulatory assets grew 1.6× from $203M (March 2021) to $335M (March 2026); clients rose from 223 to 264 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $335M | 264 | 2 | 1 |
| Mar 2025March 2025 | $284M | 266 | 2 | 1 |
| Mar 2024March 2024 | $261M | 249 | 2 | 1 |
| May 2023May 2023 | $223M | 245 | 2 | 1 |
| Mar 2022March 2022 | $239M | 239 | 2 | 1 |
| Mar 2021March 2021 | $203M | 223 | 2 | 1 |
Besides its headquarters, Trisperity Advisors has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 22202 Highland Knolls Drive, KatyHQ
Contact and registration details
- Legal name
- Trisperity Advisors, LLC
- Headquarters
- 22202 Highland Knolls Drive, Katy, TX 77450
- Website
- Not reported
- Phone
- 281-395-1021
- SEC file
- 801-113723
- Founded
- 2006
- Structure
- Texas LLC
- Fiscal year end
- December
Trisperity Advisors’ named custodian for separately managed accounts is Charles Schwab ($331M). Trisperity Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $331M100%
At year end, Trisperity Advisors’ separately managed accounts were mostly in stocks (81%) and cash (18%).
What the accounts hold
- Stocks81%
- Bonds1%
- Cash18%
How many clients does Trisperity Advisors have?
Trisperity Advisors has 264 clients and manages $335 million for them, as of March 2026. They include 174 individual clients and 90 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Trisperity Advisors offer?
Trisperity Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Trisperity Advisors charge?
Trisperity Advisors charges 0.125%–0.25% for its Asset Management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: TRISPERITY ADVISORS - ADV PART 2 (3/17/2026), filed 27 March 2026
Which custodians does Trisperity Advisors use?
Trisperity Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $331M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Trisperity Advisors have?
Trisperity Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trisperity Advisors invest in?
At the end of its last fiscal year, Trisperity Advisors’ separately managed accounts held 81% exchange-traded equities, 18% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Trisperity Advisors?
Trisperity Advisors’ direct owners are Craig Narum (75% or more) and Jeffrey McCulloch (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Trisperity Advisors get paid?
Trisperity Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Trisperity Advisors?
Trisperity Advisors’ main office is at 22202 Highland Knolls Drive, Katy, TX 77450. Its phone number is 281-395-1021.