{"url":"https://nivawealth.com/firms/trisperity-advisors-142438","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142438","regulatoryAum":335172917,"crd":"142438","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4988346","suffix":null,"lastName":"MCCULLOCH","firstName":"JEFFREY","middleName":"MICHAEL"},{"crd":"4475559","suffix":null,"lastName":"NARUM","firstName":"CRAIG","middleName":"SCOTT"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":203314346,"clients":223,"employees":2,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":238719695,"clients":239,"employees":2,"offices":1},{"filedOn":"2023-05-25","regulatoryAum":222626564,"clients":245,"employees":2,"offices":1},{"filedOn":"2024-03-31","regulatoryAum":261000044,"clients":249,"employees":2,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":283680581,"clients":266,"employees":2,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":335172917,"clients":264,"employees":2,"offices":1}],"secFileNumber":"801-113723","legalName":"Trisperity Advisors, LLC","displayName":"Trisperity Advisors","slug":"trisperity-advisors-142438","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2006","organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"22202 Highland Knolls Drive","city":"Katy","state":"TX","stateName":"Texas","country":"United States","postalCode":"77450"},"tradeNames":[],"registration":{"secApproved":"26 July 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1269594.3825757576,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":335172917,"discretionary":333291560,"discretionaryAccounts":815,"nonDiscretionary":1881357,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":174,"regulatoryAum":57213588},{"label":"High-net-worth individuals","clients":90,"regulatoryAum":277959329}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":0.25,"from":0},{"to":3000000,"pct":0.1875,"from":1000000},{"to":null,"pct":0.125,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028814","versionId":1028814,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-27","documentName":"TRISPERITY ADVISORS - ADV PART 2 (3/17/2026)","fee_rate_low":0.125,"fee_rate_high":0.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"The fee for a financial plan ranges from $750 to $2,000 or more for many objectives, with $850 to $950 more typical; the fee is negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028814","versionId":1028814,"submittedOn":"2026-03-27","documentName":"TRISPERITY ADVISORS - ADV PART 2 (3/17/2026)"},{"role":"other","program":"Limited Scope and Implementation","summary":"Limited scope engagements and follow-on implementation are billed separately at $200 to $250 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028814","versionId":1028814,"submittedOn":"2026-03-27","documentName":"TRISPERITY ADVISORS - ADV PART 2 (3/17/2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:12:12.680843+00:00","documents":[{"name":"TRISPERITY ADVISORS - ADV PART 2 (3/17/2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028814","versionId":1028814,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":331403818}],"custodyNote":"Trisperity Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Craig Narum","title":"Principal/Owner, CCO","crd":"4475559"},{"name":"Jeffrey McCulloch","title":"Financial Advisor","crd":"4988346"}],"ownership":[{"label":"Craig Narum","detail":"Principal/owner, cco in the 75% or more ownership band and a control person, since April 2006."},{"label":"Jeffrey McCulloch","detail":"Financial advisor in the 5% to 10% ownership band, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"22202 Highland Knolls Drive","city":"Katy","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"281-395-1021","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":81},{"label":"U.S. state and local bonds","percent":1},{"label":"Cash and cash equivalents","percent":18}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142438/PDF/142438.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028814","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Trisperity Advisors have?","answer":"Trisperity Advisors has 264 clients and manages $335 million for them, as of March 2026. They include 174 individual clients and 90 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Trisperity Advisors offer?","answer":"Trisperity Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Trisperity Advisors charge?","answer":"Trisperity Advisors charges 0.125%–0.25% for its Asset Management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"TRISPERITY ADVISORS - ADV PART 2 (3/17/2026), filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Trisperity Advisors use?","answer":"Trisperity Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $331M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Trisperity Advisors have?","answer":"Trisperity Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Trisperity Advisors invest in?","answer":"At the end of its last fiscal year, Trisperity Advisors’ separately managed accounts held 81% exchange-traded equities, 18% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Trisperity Advisors?","answer":"Trisperity Advisors’ direct owners are Craig Narum (75% or more) and Jeffrey McCulloch (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Trisperity Advisors get paid?","answer":"Trisperity Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Trisperity Advisors?","answer":"Trisperity Advisors’ main office is at 22202 Highland Knolls Drive, Katy, TX 77450. Its phone number is 281-395-1021.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}