Equilibria Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.
Equilibria Wealth Management reports 116 clients. They include 94 individual clients, 21 high-net-worth individuals and 1 corporate or other business client. Of its assets, 100.0% ($130M across 205 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 81% | 48% |
| High-net-worth individuals | 18% | 50% |
| Corporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 94 | $63M | 48.3% | $670K |
| High-net-worth individuals | 21 | $65.6M | 50.3% | $3.12M |
| Corporations and other businesses | 1 | $1.78M | 1.4% | $1.78M |
| Total | 116 | $130M | 100% | $1.12M |
- Clients
- 94
- Regulatory AUM
- $63M
- AUM share
- 48.3%
- Avg. per client
- $670K
- Clients
- 21
- Regulatory AUM
- $65.6M
- AUM share
- 50.3%
- Avg. per client
- $3.12M
- Clients
- 1
- Regulatory AUM
- $1.78M
- AUM share
- 1.4%
- Avg. per client
- $1.78M
Total
- Clients
- 116
- Regulatory AUM
- $130M
- AUM share
- 100%
- Avg. per client
- $1.12M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Equilibria Wealth Management charges 0.50%–2.80% a year for its Asset Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Negotiable: hourly at $100 to $400, or an annual fee payable monthly or quarterly; for one-time projects one half is paid on signing.
Mercedes Barker owns 25% to 50% of Equilibria Wealth Management. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 25% to 50% of Equilibria Wealth Management, LLC
Mercedes Barker
Control person · since February 2010
- Owns 25% to 50% of Equilibria Wealth Management, LLC
John Moore
Control person · since February 2010
- Owns 25% to 50% of Equilibria Wealth Management, LLC
Gary Warren
Control person · since February 2010
Equilibria Wealth Management’s regulatory assets grew from $123M (April 2021) to $130M (March 2026); clients were 116 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $130M | 116 | 3 | 1 |
| Mar 2025March 2025 | $124M | 121 | 3 | 1 |
| Mar 2024March 2024 | $126M | 127 | 3 | 1 |
| Mar 2023March 2023 | $126M | 68 | 3 | 1 |
| Mar 2022March 2022 | $143M | 281 | 3 | 1 |
| Apr 2021April 2021 | $123M | 118 | 3 | 1 |
Besides its headquarters, Equilibria Wealth Management has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 24285 Katy Freeway, Suite 300, KatyHQ
Contact and registration details
- Legal name
- Equilibria Wealth Management, LLC
- Headquarters
- 24285 Katy Freeway, Suite 300, Katy, TX 77494
- Phone
- 432-617-7788
- SEC file
- 801-119976
- Structure
- Texas LLC
- Fiscal year end
- December
Equilibria Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($130M). Equilibria Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $130M100%
At year end, Equilibria Wealth Management’s separately managed accounts were largely in funds (30%) and cash (30%).
What the accounts hold
- Stocks23%
- Funds30%
- Cash30%
- Other17%
- Alternative investments17%
How many clients does Equilibria Wealth Management have?
Equilibria Wealth Management has 116 clients and manages $130 million for them, as of March 2026. They include 94 individual clients, 21 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Equilibria Wealth Management offer?
Equilibria Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Equilibria Wealth Management charge?
Equilibria Wealth Management charges 0.50%–2.80% a year for its Asset Management. The fee is billed in advance and is negotiable.
Which custodians does Equilibria Wealth Management use?
Equilibria Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $130M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Equilibria Wealth Management have?
Equilibria Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Equilibria Wealth Management invest in?
At the end of its last fiscal year, Equilibria Wealth Management’s separately managed accounts held 30% registered funds (mutual funds, ETFs, BDCs), 30% cash and equivalents, 23% exchange-traded equities and 17% other. The 17% other category is described as: Alternative Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Equilibria Wealth Management?
Equilibria Wealth Management’s direct owners are Mercedes Barker, John Moore and Gary Warren, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Equilibria Wealth Management get paid?
Equilibria Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Equilibria Wealth Management?
Equilibria Wealth Management’s main office is at 24285 Katy Freeway, Suite 300, Katy, TX 77494. Its phone number is 432-617-7788. Its website is equilibriawealthmanagement.com.
