Gary Warren has been Managing Member of Equilibria Wealth Management since February 2010, is a control person of the firm and directly owns between 25% and 50% of it.
Equilibria Wealth Management, LLC is a Katy, TX firm with $130M under management, 116 clients and 3 advisers in one office, as of its March 2026 filing.
Gary Warren’s longest registration was 8 years at Wells Fargo Advisors, LLC (2001–2010).
- Summit Financial Group Inc– · 5 yearsOdessa, TX · Adviser representative · Firm CRD 109485
- Wells Fargo Advisors Financial Network, LLC– · 5 yearsOdessa, TX · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · 8 yearsOdessa, TX · Adviser representative · Firm CRD 19616
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 1 July 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 July 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 April 1982 |
| Series 7 | General Securities Representative Examination | 17 April 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gary Wayne Warren
- CRD
- 1041815
- Firm
- Equilibria Wealth Management · CRD 311785
- Role
- Managing Member
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Gary Warren work?
Gary Warren has been Managing Member of Equilibria Wealth Management, LLC since February 2010, and is a control person of the firm.
Does Gary Warren have a current investment-adviser registration?
Gary Warren has no current investment-adviser or broker registration.
What exams has Gary Warren passed?
Gary Warren has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 8. The earliest, the Series 7, was passed in April 1982. FINRA credited Gary Warren with the SIE, which began in October 2018.
Where was Gary Warren previously registered as an investment adviser?
Gary Warren has past investment-adviser registrations through Equilibria Wealth Management, LLC, December 2020 to August 2023; Summit Financial Group Inc, August 2015 to December 2020; Wells Fargo Advisors Financial Network, LLC, May 2010 to August 2015; Wells Fargo Advisors, LLC, May 2001 to May 2010, across 4 firms.
Is Gary Warren registered with FINRA?
No. Gary Warren has no current broker registration.
How can I verify Gary Warren’s record?
Search CRD 1041815 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gary Warren’s full registration record.
