John Moore has been Managing Member of Equilibria Wealth Management since February 2010, is a control person of the firm and directly owns between 25% and 50% of it. John Moore holds a BS in Forest Management from Stephen F. Austin State University.
Equilibria Wealth Management, LLC is a Katy, TX firm with $130M under management, 116 clients and 3 advisers in one office, as of its March 2026 filing.
Mike Moore is Managing Lead Advisor and Financial Life Planner of Equilibria Wealth Management. He has worked in the financial services industry helping clients since 1983. He specializes in retirement planning, financial planning, risk analytics, and education planning and coordinates all client services for the firm. Before starting his career as a Financial Advisor, he worked as a landman in the oil and gas industry and as a forester with the US Forest Service.
John Moore’s longest registration was 11 years at Wells Fargo Advisors, LLC (1998–2010). Before joining Equilibria Wealth Management in 2020, John Moore was registered through Summit Financial Group Inc and Wells Fargo Advisors Financial Network, LLC.
- – present · 5 yearsKaty, TX · Adviser representative · Firm CRD 311785
- Summit Financial Group Inc– · 5 yearsOdessa, TX · Adviser representative · Firm CRD 109485
- Wells Fargo Advisors Financial Network, LLC– · 5 yearsOdessa, TX · Adviser representative · Firm CRD 11025
- Wells Fargo Advisors, LLC– · 11 yearsMidland, TX · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
John Moore is registered as an investment adviser representative in Texas, since December 2020.
- TexasSince 15 December 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 June 1995 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 November 1983 |
| Series 7 | General Securities Representative Examination | 15 October 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- John Michael Moore
- CRD
- 1198173
- Firm
- Equilibria Wealth Management · CRD 311785
- Role
- Managing Member
- Office
- 24285 KATY FREEWAY, SUITE 300, Katy, TX 77494
- Registration
- Investment adviser registration
- In the industry since
- October 1983
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- equilibriawealthmanagement.com
Where does John Moore work?
John Moore has been Managing Member of Equilibria Wealth Management, LLC since February 2010, and is a control person of the firm.
Is John Moore a financial advisor?
Yes. John Moore has a current investment-adviser registration in Texas, through Equilibria Wealth Management since December 2020.
How many years of experience does John Moore have?
John Moore has 42 years in the financial industry, since October 1983, across 4 adviser firms.
What exams has John Moore passed?
John Moore has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1983. FINRA credited John Moore with the SIE, which began in October 2018.
Where did John Moore work before Equilibria Wealth Management?
Before Equilibria Wealth Management, John Moore was registered through Wells Fargo Advisors Financial Network, LLC, May 2010 to August 2015; Wells Fargo Advisors, LLC, May 1998 to May 2010.
Where is John Moore based?
John Moore’s registered office is in Katy, TX.
Is John Moore registered with FINRA?
No. John Moore has no current broker registration.
How can I verify John Moore’s record?
Search CRD 1198173 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Moore’s full registration record.
