Top 3 financial advisor firms in Staten Island

3 SEC-registered financial advisor firms report their principal office in Staten Island, NY, managing $423M in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

Chelsea Advisory Services, with $147M in regulatory assets under management on its latest Form ADV. The next largest are VCP Financial ($143M) and The Hajdari Group ($133M).

Source: Form ADV Part 1A, Item 5.F

The median firm manages $143M in regulatory assets. That is the midpoint of the 3 firms headquartered in Staten Island.

Source: Form ADV Part 1A, Item 5.F

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 2.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology