VCP Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
VCP Financial reports 411 clients. They include 252 high-net-worth individuals, 133 individual clients, and 15 corporations and other businesses. Of its assets, 51.3% ($73.1M across 83 accounts) are managed with discretion; $69.5M across 328 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 32% | 10% |
| High-net-worth individuals | 61% | 68% |
| Pension and profit-sharing plans | 3% | 4% |
| Corporations and other businesses | 4% | 18% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 133 | $14.4M | 10.1% | $108K |
| High-net-worth individuals | 252 | $97.2M | 68.2% | $386K |
| Pension and profit-sharing plans | 11 | $5.76M | 4.0% | $524K |
| Corporations and other businesses | 15 | $25.2M | 17.7% | $1.68M |
| Total | 411 | $143M | 100% | $347K |
- Clients
- 133
- Regulatory AUM
- $14.4M
- AUM share
- 10.1%
- Avg. per client
- $108K
- Clients
- 252
- Regulatory AUM
- $97.2M
- AUM share
- 68.2%
- Avg. per client
- $386K
- Clients
- 11
- Regulatory AUM
- $5.76M
- AUM share
- 4.0%
- Avg. per client
- $524K
- Clients
- 15
- Regulatory AUM
- $25.2M
- AUM share
- 17.7%
- Avg. per client
- $1.68M
Total
- Clients
- 411
- Regulatory AUM
- $143M
- AUM share
- 100%
- Avg. per client
- $347K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
VCP Financial charges 1.50%–2.00% a year for its Investment Supervisory Services. The fee is billed in advance, is negotiable and requires an account of at least $250,000. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Consulting is billed on a fixed or hourly basis; the hourly fee ranges from $100 to $300 per hour.
- Financial Planning
- Financial planning is billed on a fixed or hourly basis; the hourly fee ranges from $100 to $300 per hour.
- Pension Consulting
- Pension consulting is billed as a percentage of assets under advisement, ranging from 0.25% to 0.50% annually.
Daniel Spiegel owns 25% to 50% of VCP Financial. The leadership team of VCP Financial includes Chief Compliance Officer Gaurav Lall. It has 5 employees, 4 of them in advisory roles.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 3 insurance agents
- Owns 25% to 50% of VCP Financial LLC
Daniel Spiegel
Control person · since June 2013
- Owns 25% to 50% of VCP Financial LLC
Gaurav Lall
Control person · since June 2013
- Owns 25% to 50% of VCP Financial LLC
Tamir Shabat
Control person · since July 2019
VCP Financial’s regulatory assets grew 2.2× from $65.7M (July 2021) to $143M (February 2026); clients rose from 311 to 411 and employees from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $143M | 411 | 5 | 1 |
| May 2025May 2025 | $116M | 437 | 5 | 1 |
| Jun 2024June 2024 | $99.4M | 517 | 4 | 1 |
| Mar 2023March 2023 | $94.3M | 421 | 4 | 1 |
| Jun 2022June 2022 | $111M | 414 | 4 | 1 |
| Jul 2021July 2021 | $65.7M | 311 | 4 | 1 |
Besides its headquarters, VCP Financial has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 2535 Victory Boulevard, Staten IslandHQ
Contact and registration details
- Legal name
- VCP Financial LLC
- Headquarters
- 2535 Victory Boulevard, Staten Island, NY 10314
- Website
- vcpfinancial.com
- Phone
- 212-328-7876
- SEC file
- 801-112255
- Structure
- New York LLC
- Fiscal year end
- December
VCP Financial’s named custodian for separately managed accounts is Charles Schwab ($143M). VCP Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $143M100%
At year end, VCP Financial’s separately managed accounts were largely in stocks (44%) and funds (22%).
What the accounts hold
- Stocks44%
- Funds22%
- Bonds10%
- Cash3%
- Other21%
- Alternatives21%
How many clients does VCP Financial have?
VCP Financial has 411 clients and manages $143 million for them, as of February 2026. They include 252 high-net-worth individuals, 133 individual clients, and 15 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026
What services does VCP Financial offer?
VCP Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does VCP Financial charge?
VCP Financial charges 1.50%–2.00% a year for its Investment Supervisory Services. The fee is billed in advance, is negotiable and requires an account of at least $250,000.
Which custodians does VCP Financial use?
VCP Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $143M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026
How many financial advisors does VCP Financial have?
VCP Financial has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does VCP Financial invest in?
At the end of its last fiscal year, VCP Financial’s separately managed accounts held 44% exchange-traded equities, 22% registered funds (mutual funds, ETFs, BDCs), 21% other, 10% U.S. government and agency bonds and 3% cash and equivalents. The 21% other category is described as: Alternatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does VCP Financial have a minimum investment?
Yes, VCP Financial’s minimum account size for its Investment Supervisory Services is $250K.
Who owns VCP Financial?
VCP Financial’s direct owners are Daniel Spiegel, Gaurav Lall and Tamir Shabat, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 12 February 2026
How does VCP Financial get paid?
VCP Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact VCP Financial?
VCP Financial’s main office is at 2535 Victory Boulevard, Staten Island, NY 10314. Its phone number is 212-328-7876. Its website is vcpfinancial.com.