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Top 3 financial advisor firms in Great Neck

3 SEC-registered financial advisor firms are headquartered in Great Neck, NY, with $760M in combined regulatory assets under management. The largest by assets are Palumbo Wealth Management ($543M), Kutz and Company ($115M) and RGA Investment Advisors ($101M).

3
Financial advisor firms
$760M
Their combined AUM
$115M
Median firm AUM
455
Clients of the top 3

The 3 largest by assets

  1. 1
    Palumbo Wealth Management

    RIA

    $543M

  2. 2
    Kutz and Company

    RIA

    $115M

  3. 3
    RGA Investment Advisors

    RIA

    $101M

Profiles of the top 3

No. 1 · RIA

Palumbo Wealth Management

Palumbo Wealth Management is an investment adviser based in Great Neck, NY, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $543 million, as filed on 3 August 2026.

Regulatory AUM
$543M
Clients
289
Advisory staff
5
Founded
2019
Custodians
Pershing
Headquarters
1010 Northern Boulevard, Suite 310, Great Neck, NY 11021
Phone
516-629-7073
Website
palumbowm.com

No. 2 · RIA

Kutz and Company

Kutz and Company is an investment adviser based in Great Neck, NY, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $115 million, as filed on 4 March 2026.

Kutz and Company charges 0.67%–1.00% a year for its Discretionary Asset Management.

Regulatory AUM
$115M
Clients
66
Advisory staff
2
Fee schedule
0.67% to 1.00% a year
Custodians
Charles Schwab
Headquarters
475 Northern BLVD, Ste 26, Great Neck, NY 11021
Phone
516-482-1158

No. 3 · RIA

RGA Investment Advisors

RGA Investment Advisors is an investment adviser based in Great Neck, NY, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and pooled investment vehicles. Its regulatory assets under management total $101 million, as filed on 21 July 2026.

Regulatory AUM
$101M
Clients
100
Advisory staff
4
Custodians
Charles Schwab
Headquarters
185 Great Neck Road, Suite 456, Great Neck, NY 11021
Phone
516-665-1945
Website
rgaia.com

Questions about financial advisors in Great Neck

How many financial advisor firms are headquartered in Great Neck?

3 SEC-registered financial advisor firms report their principal office in Great Neck, NY, managing $760M in regulatory assets between them. The other 4 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Great Neck?

Palumbo Wealth Management, with $543M in regulatory assets under management on its latest Form ADV. The next largest are Kutz and Company ($115M) and RGA Investment Advisors ($101M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Great Neck?

The median firm manages $115M in regulatory assets. That is the midpoint of the 3 firms headquartered in Great Neck.

Source: Form ADV Part 1A, Item 5.F

How can I check a financial advisor's record in Great Neck?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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