RGA Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year. The firm advises 5 private funds.
RGA Investment Advisors reports 100 clients. They include 80 individual clients, 19 high-net-worth individuals and 1 pooled investment vehicle. Of its assets, 100.0% ($101M across 283 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 80% | 31% |
| High-net-worth individuals | 19% | 53% |
| Pooled investment vehicles | 1% | 16% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 80 | $31.1M | 30.8% | $389K |
| High-net-worth individuals | 19 | $53.4M | 52.8% | $2.81M |
| Pooled investment vehicles | 1 | $16.6M | 16.4% | $16.6M |
| Total | 100 | $101M | 100% | $1.01M |
- Clients
- 80
- Regulatory AUM
- $31.1M
- AUM share
- 30.8%
- Avg. per client
- $389K
- Clients
- 19
- Regulatory AUM
- $53.4M
- AUM share
- 52.8%
- Avg. per client
- $2.81M
- Clients
- 1
- Regulatory AUM
- $16.6M
- AUM share
- 16.4%
- Avg. per client
- $16.6M
Total
- Clients
- 100
- Regulatory AUM
- $101M
- AUM share
- 100%
- Avg. per client
- $1.01M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 5
- Financial planning clients last fiscal year
- 1–10
RGA Investment Advisors is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is billed as a fixed fee of up to $10,000 per engagement, negotiable, and is invoiced on completion of the agreed deliverables.
Jason Gilbert owns 50% to 75% of RGA Investment Advisors. It has 4 employees.
Leadership
- Jason GilbertCCO, Managing Partner
- Elliot TurnerManaging Partner
- Ryan KingSenior Investment Analyst
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Rga Investment Advisors, LLC
Jason Gilbert
Control person · since January 2009
- Owns 50% to 75% of Rga Investment Advisors, LLC
Elliot Turner
Control person · since January 2012
- Owns 5% to 10% of Rga Investment Advisors, LLC
Ryan King
since March 2026
RGA Investment Advisors’ regulatory assets fell from $107M (July 2021) to $101M (July 2026); clients rose from 83 to 100 and employees from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $101M | 100 | 4 | 3 |
| June 2025 | $107M | 94 | 3 | 1 |
| April 2024 | $90.8M | 97 | 3 | 2 |
| March 2023 | $74.9M | 85 | 3 | 2 |
| June 2022 | $116M | 82 | 3 | 2 |
| July 2021 | $107M | 83 | 3 | 2 |
Besides its headquarters, RGA Investment Advisors has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Connecticut and New York.
Connecticut · 1 listed address
- 8 Sound Shore Drive, Greenwich
New York · 1 listed address
- 185 Great Neck Road, Suite 456, Great NeckHQ
Other business names
RGA Investment Advisors has reported 1 other business name to the SEC.
- Soundview Private Wealth LLC
Contact and registration details
- Legal name
- Rga Investment Advisors, LLC
- Headquarters
- 185 Great Neck Road, Suite 456, Great Neck, NY 11021
- Website
- rgaia.com
- Phone
- 516-665-1945
- SEC file
- 801-121126
- Structure
- New York LLC
- Fiscal year end
- December
RGA Investment Advisors uses Charles Schwab ($101M) as custodian for its separately managed accounts. RGA Investment Advisors has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $101M100%
At year end, RGA Investment Advisors’ separately managed accounts were mostly in stocks (80%) and bonds (15%).
What the accounts hold
- Stocks80%
- Bonds15%
- U.S. government and agency bonds10%
- Investment grade corporate bonds5%
- Cash5%
How many clients does RGA Investment Advisors have?
RGA Investment Advisors has 100 clients and manages $101 million for them, as of July 2026. They include 80 individual clients, 19 high-net-worth individuals and 1 pooled investment vehicle.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026
What services does RGA Investment Advisors offer?
RGA Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does RGA Investment Advisors use?
RGA Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $101M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026
How many financial advisors does RGA Investment Advisors have?
RGA Investment Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RGA Investment Advisors invest in?
At the end of its last fiscal year, RGA Investment Advisors’ separately managed accounts held 80% exchange-traded equities, 10% U.S. government and agency bonds, 5% investment grade corporate bonds and 5% cash and equivalents. It advises 5 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RGA Investment Advisors?
RGA Investment Advisors’ direct owners are Jason Gilbert (50% to 75%), Elliot Turner (50% to 75%) and Ryan King (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 July 2026
How does RGA Investment Advisors get paid?
RGA Investment Advisors is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RGA Investment Advisors?
RGA Investment Advisors’ main office is at 185 Great Neck Road, Suite 456, Great Neck, NY 11021. Its phone number is 516-665-1945. Its website is rgaia.com.