{"url":"https://nivawealth.com/firms/rga-investment-advisors-149171","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149171","regulatoryAum":101088230,"crd":"149171","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8140440","suffix":null,"lastName":"Brewster","firstName":"William","middleName":null},{"crd":"5644266","suffix":null,"lastName":"GILBERT","firstName":"JASON","middleName":"MATTHEW"},{"crd":"6813359","suffix":null,"lastName":"KING","firstName":"RYAN","middleName":"S"},{"crd":"5593722","suffix":null,"lastName":"TURNER","firstName":"ELLIOT","middleName":"J"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-22","regulatoryAum":106727176,"clients":83,"employees":3,"offices":2},{"filedOn":"2022-06-08","regulatoryAum":115665055,"clients":82,"employees":3,"offices":2},{"filedOn":"2023-03-30","regulatoryAum":74868049,"clients":85,"employees":3,"offices":2},{"filedOn":"2024-04-08","regulatoryAum":90764998,"clients":97,"employees":3,"offices":2},{"filedOn":"2025-06-27","regulatoryAum":107310593,"clients":94,"employees":3,"offices":1},{"filedOn":"2026-07-21","regulatoryAum":101088230,"clients":100,"employees":4,"offices":3}],"secFileNumber":"801-121126","legalName":"Rga Investment Advisors, LLC","displayName":"RGA Investment Advisors","slug":"rga-investment-advisors-149171","website":"https://rgaia.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/149171/8498cf888485f2df-r1.webp","tone":"light","width":308,"height":200,"sourceUrl":"https://www.rgaia.com/","sourceLabel":"RGA Investment Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"185 Great Neck Road, Suite 456","city":"Great Neck","state":"NY","stateName":"New York","country":"United States","postalCode":"11021"},"tradeNames":["Soundview Private Wealth LLC"],"registration":{"secApproved":"6 May 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":853736,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":101088230,"discretionary":101088230,"discretionaryAccounts":283,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":80,"regulatoryAum":31111175},{"label":"High-net-worth individuals","clients":19,"regulatoryAum":53408689},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":16568366}],"feePrograms":[{"role":"other","program":"Financial Planning Services","summary":"Financial planning is billed as a fixed fee of up to $10,000 per engagement, negotiable, and is invoiced on completion of the agreed deliverables.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052408","versionId":1052408,"submittedOn":"2026-07-21","documentName":"ADV II"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:53:15.410556+00:00","documents":[{"name":"ADV II","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052408","versionId":1052408,"submittedOn":"2026-07-21"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":101088230}],"custodyNote":"RGA Investment Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jason Gilbert","title":"CCO, Managing Partner","crd":"5644266"},{"name":"Elliot Turner","title":"Managing Partner","crd":"5593722"},{"name":"Ryan King","title":"Senior Investment Analyst","crd":"6813359"}],"ownership":[{"label":"Jason Gilbert","detail":"Cco, managing partner in the 50% to 75% ownership band and a control person, since January 2009."},{"label":"Elliot Turner","detail":"Managing partner in the 50% to 75% ownership band and a control person, since January 2012."},{"label":"Ryan King","detail":"Senior investment analyst in the 5% to 10% ownership band, since March 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"8 Sound Shore Drive","city":"Greenwich"}]},{"state":"New York","offices":1,"addresses":[{"street":"185 Great Neck Road, Suite 456","city":"Great Neck","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"516-665-1945","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"U.S. government/agency bonds","percent":10},{"label":"Investment grade corporate bonds","percent":5},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":5},"sources":{"adv1FilingDate":"21 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149171/PDF/149171.pdf","brochureDate":"21 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052408","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RGA Investment Advisors have?","answer":"RGA Investment Advisors has 100 clients and manages $101 million for them, as of July 2026. They include 80 individual clients, 19 high-net-worth individuals and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RGA Investment Advisors offer?","answer":"RGA Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does RGA Investment Advisors use?","answer":"RGA Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RGA Investment Advisors have?","answer":"RGA Investment Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RGA Investment Advisors invest in?","answer":"At the end of its last fiscal year, RGA Investment Advisors’ separately managed accounts held 80% exchange-traded equities, 10% U.S. government and agency bonds, 5% investment grade corporate bonds and 5% cash and equivalents. It advises 5 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RGA Investment Advisors?","answer":"RGA Investment Advisors’ direct owners are Jason Gilbert (50% to 75%), Elliot Turner (50% to 75%) and Ryan King (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RGA Investment Advisors get paid?","answer":"RGA Investment Advisors is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RGA Investment Advisors?","answer":"RGA Investment Advisors’ main office is at 185 Great Neck Road, Suite 456, Great Neck, NY 11021. Its phone number is 516-665-1945. Its website is rgaia.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}