Top 5 financial advisor firms in Littleton

5 SEC-registered financial advisor firms are headquartered in Littleton, CO, with $1.72B in combined regulatory assets under management. The largest by assets are Sprinkle Financial Consultants ($926M), Whipplewood Advisors ($325M) and Capital Financial Group ($237M).

5
Financial advisor firms: $1.72B
Their combined AUM: $237M
Median firm AUM: 1,058
Clients of the top 5

The 5 largest by assets

1
Sprinkle Financial Consultants
RIA
$926M
0.23% to 1.50% a year
2
Whipplewood Advisors
RIA
$325M
Up to 1.15% a year
3
Capital Financial Group
RIA
$237M
Regulatory AUM
4
SummitPoint Capital Management
RIA
$133M
0.70% to 1.00% a year
5
CDP Financial Group
RIA
$100M
0.75% to 1.50% a year

Profiles of the top 5

No. 1 · RIA

Sprinkle Financial Consultants

Sprinkle Financial Consultants is an investment adviser based in Littleton, CO, registered with the SEC since 1995. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $926 million, as filed on 20 March 2026.

Sprinkle Financial Consultants charges 0.225%–1.50% a year for its Investment Management Services.

Regulatory AUM: $926M
Clients: 242
Advisory staff: 3
Founded: 1994
Fee schedule: 0.23% to 1.50% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 1520 West Canal Court, Suite 220, Littleton, CO 80120
Phone: 303-297-2185

No. 2 · RIA

Whipplewood Advisors

Whipplewood Advisors is an investment adviser based in Littleton, CO, registered with the SEC since 2020. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $325 million, as filed on 8 May 2026.

Whipplewood Advisors charges up to 1.15% a year for its Investment Management Services.

Regulatory AUM: $325M
Clients: 377
Advisory staff: 6
Founded: 2016
Fee schedule: Up to 1.15% a year
Custodians: SEI Investments Distribution
Headquarters: 11852 Shaffer Drive, Building B, Littleton, CO 80127
Phone: 303-551-8016

No. 3 · RIA

Capital Financial Group

Capital Financial Group is an investment adviser based in Littleton, CO, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $237 million, as filed on 16 July 2026.

Regulatory AUM: $237M
Clients: 238
Advisory staff: 3
Founded: 2001
Custodians: LPL Financial
Headquarters: 13986 Bowles Ave., Suite 200, Littleton, CO 80127
Phone: 303-629-7500

No. 4 · RIA

SummitPoint Capital Management

SummitPoint Capital Management is an investment adviser based in Littleton, CO, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and investment companies. Its regulatory assets under management total $133 million, as filed on 2 April 2026.

SummitPoint Capital Management charges 0.70%–1.00% a year for its Investment management.

Regulatory AUM: $133M
Clients: 91
Advisory staff: 2
Fee schedule: 0.70% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 2489 W Main Street, Littleton, CO 80120
Phone: 720-743-9440
Website: summitpoint-cap.com

No. 5 · RIA

CDP Financial Group

CDP Financial Group is an investment adviser based in Littleton, CO, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $100 million, as filed on 25 March 2026.

CDP Financial Group charges 0.75%–1.50% a year for its Portfolio Management.

Regulatory AUM: $100M
Clients: 110
Advisory staff: 2
Fee schedule: 0.75% to 1.50% a year
Minimum account: $50,000
Custodians: Charles Schwab
Headquarters: 26 W. Dry Creek Circle, Suite 460, Littleton, CO 80120
Phone: 303-794-0706
Website: cdpfinancial.com

Questions about financial advisors in Littleton

How many financial advisor firms are headquartered in Littleton?

5 SEC-registered financial advisor firms report their principal office in Littleton, CO, managing $1.72B in regulatory assets between them. The other 3 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Littleton?

Sprinkle Financial Consultants, with $926M in regulatory assets under management on its latest Form ADV. The next largest are Whipplewood Advisors ($325M) and Capital Financial Group ($237M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Littleton?

The median firm manages $237M in regulatory assets. That is the midpoint of the 5 firms headquartered in Littleton.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Littleton charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Littleton?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Littleton has 5 financial advisor firms; see every adviser in the city →