Capital Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Capital Financial Group reports 238 clients. They include 171 individual clients, 62 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 92.5% ($219M across 609 accounts) are managed with discretion; $17.9M across 58 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 32% |
| High-net-worth individuals | 26% | 62% |
| Pension and profit-sharing plans | 1% | 6% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 171 | $75.3M | 31.7% | $441K |
| High-net-worth individuals | 62 | $147M | 62.0% | $2.37M |
| Pension and profit-sharing plans | Fewer than 5 | $14.4M | 6.1% | $4.8M |
| Corporations and other businesses | Fewer than 5 | $577K | 0.2% | $289K |
| Total | 238 | $237M | 100% | — |
- Clients
- 171
- Regulatory AUM
- $75.3M
- AUM share
- 31.7%
- Avg. per client
- $441K
- Clients
- 62
- Regulatory AUM
- $147M
- AUM share
- 62.0%
- Avg. per client
- $2.37M
- Clients
- Fewer than 5
- Regulatory AUM
- $14.4M
- AUM share
- 6.1%
- Avg. per client
- $4.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $577K
- AUM share
- 0.2%
- Avg. per client
- $289K
Total
- Clients
- 238
- Regulatory AUM
- $237M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Capital Financial Group is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Alexander Leonida owns 75% or more of Capital Financial Group. Alexander Leonida is CEO; the leadership team includes Chief Compliance Officer Leah Hlewko. It has 5 employees, 3 of them in advisory roles.
Leadership
Alexander LeonidaChief Executive Officer
Leah HlewkoChief Compliance Officer & Operations Manager
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Capital Financial Group, Inc.
Alexander Leonida
Control person · since January 2021
Capital Financial Group’s regulatory assets grew from $198M (July 2021) to $237M (July 2026); clients rose from 182 to 238 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $237M | 238 | 5 | 5 |
| February 2025 | $205M | 245 | 5 | 1 |
| March 2024 | $196M | 249 | 6 | 1 |
| April 2023 | $171M | 247 | 6 | 1 |
| March 2022 | $233M | 178 | 5 | 1 |
| July 2021 | $198M | 182 | 5 | 1 |
Besides its headquarters, Capital Financial Group has 4 offices (4 private residences, listed without an address), with 1 listed address in Colorado.
Colorado · 1 listed address
- 13986 Bowles Ave., Suite 200, LittletonHQ
Contact and registration details
- Legal name
- Capital Financial Group, Inc.
- Headquarters
- 13986 Bowles Ave., Suite 200, Littleton, CO 80127
- Website
- Not reported
- Phone
- 303-629-7500
- SEC file
- 801-117272
- Founded
- 2001
- Structure
- Colorado corporation
- Fiscal year end
- December
Capital Financial Group uses LPL Financial ($219M) as custodian for its separately managed accounts. Capital Financial Group does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $219M100%
At year end, Capital Financial Group’s separately managed accounts were mostly in funds (62%) and stocks (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $191M across 102 positions; the largest are SPDR Series Trust (9.8%), Goldman Sachs ETF TR (7.0%) and iShares TR (6.6%).
What the accounts hold
- Stocks31%
- Funds62%
- Registered funds61%
- Pooled vehicles1%
- Bonds3%
- State and local bonds1%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash6%
Reported 13F holdings
- $191M
- Reported 13F value
- 102
- Positions
- 43.2%
- In the 10 largest
- +5.0%
- Value vs. prior quarter
- SPDR Series Trust · ST Str P500etf9.8%
- Goldman Sachs ETF TR · Activebeta Int7.0%
- iShares TR · MSCI USA Min ETF6.6%
- SPDR Index Shs Fds · ST Port Mark ETF3.4%
- Goldman Sachs ETF TR · Activebeta US3.1%
- iShares TR · Core S&P Mcp ETF3.0%
- SPDR Series Trust · ST Str Aggre ETF2.9%
- First TR Exchng Traded FD VI · Smith Opport Fxd2.6%
- JPMORGAN Chase & CO2.6%
- Apple Inc.2.3%
Together, the ten largest are 43.2% of reported value.
How many clients does Capital Financial Group have?
Capital Financial Group has 238 clients and manages $237 million for them, as of July 2026. They include 171 individual clients, 62 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does Capital Financial Group offer?
Capital Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Capital Financial Group use?
Capital Financial Group’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $219M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does Capital Financial Group have?
Capital Financial Group has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Financial Group invest in?
At the end of its last fiscal year, Capital Financial Group’s separately managed accounts held 61% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 6% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds, 1% high-yield corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Financial Group?
Capital Financial Group’s direct owner is Alexander Leonida (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does Capital Financial Group get paid?
Capital Financial Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Capital Financial Group?
Capital Financial Group’s main office is at 13986 Bowles Ave., Suite 200, Littleton, CO 80127. Its phone number is 303-629-7500.