Amel Guigli has been an investment adviser representative at Capital Financial Group since January 1999, and is not listed among the firm’s executive officers or direct owners.
Capital Financial Group, Inc. is a Littleton, CO firm with $237M under management, 238 clients and 3 advisers across 5 offices, as of its July 2026 filing.
- – present · 27 yearsAurora, CO · Adviser representative · Firm CRD 111709
Investment adviser representative registrations
Amel Guigli is registered as an investment adviser representative in Colorado, since January 1999.
- ColoradoSince 1 January 1999
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 December 1999 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 14 July 1998 |
| Series 7 | General Securities Representative Examination | 3 December 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 March 1986 |
| Series 1 | Registered Representative Examination | 10 September 1980 |
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Amel John Guigli
- CRD
- 715323
- Firm
- Capital Financial Group · CRD 111709
- Office
- Aurora, CO
- Registration
- Investment adviser registration
- In the industry since
- October 1980
- Disciplinary history
- Not yet shown here · SEC record
Where does Amel Guigli work?
Amel Guigli is an investment adviser representative registered through Capital Financial Group, Inc. since January 1999, and is not listed among the firm’s executive officers or direct owners.
Is Amel Guigli a financial advisor?
Yes. Amel Guigli has a current investment-adviser registration in Colorado, through Capital Financial Group since January 1999.
How many years of experience does Amel Guigli have?
Amel Guigli has 46 years in the financial industry, since October 1980, across 1 adviser firm.
What exams has Amel Guigli passed?
Amel Guigli has passed 7 licensing exams: the Series 1, Series 63, Series 7, Series 8, Series 65, Series 9 and Series 10. The earliest, the Series 1, was passed in September 1980. FINRA credited Amel Guigli with the SIE, which began in October 2018.
Where is Amel Guigli based?
Amel Guigli’s registered office is in Aurora, CO.
Is Amel Guigli registered with FINRA?
No. Amel Guigli has no current broker registration.
How can I verify Amel Guigli’s record?
Search CRD 715323 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amel Guigli’s full registration record.
