Leah Hlewko has been Chief Compliance Officer & Operations Manager of Capital Financial Group since March 2026, is not listed as a control person, but directly owns under 5% of the firm.
Capital Financial Group, Inc. is a Littleton, CO firm with $237M under management, 238 clients and 3 advisers across 5 offices, as of its July 2026 filing.
Leah Hlewko is Chief Compliance Officer of Capital Financial Group. She began her professional career as a certified pharmacy technician before joining the firm in 2016, and she supports the firm's operations and compliance efforts.
No adviser firm registrations are on Leah Hlewko’s record.
Professional designations
Listed by Capital Financial Group
- IACCP®
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 29 March 2019 |
| SIE | Securities Industry Essentials Examination | 6 December 2018 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Leah Priscilla Hlewko
- CRD
- 6599978
- Firm
- Capital Financial Group · CRD 111709
- Role
- Chief Compliance Officer & Operations Manager
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- cfgfinancialplanning.com
Where does Leah Hlewko work?
Leah Hlewko has been Chief Compliance Officer & Operations Manager of Capital Financial Group, Inc. since March 2026.
Does Leah Hlewko have a current investment-adviser registration?
Leah Hlewko has no current investment-adviser or broker registration.
What exams has Leah Hlewko passed?
Leah Hlewko has passed 2 licensing exams: the SIE and Series 7TO. The earliest, the SIE, was passed in December 2018.
Is Leah Hlewko registered with FINRA?
No. Leah Hlewko has no current broker registration.
How can I verify Leah Hlewko’s record?
Search CRD 6599978 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Leah Hlewko’s full registration record.
