Top 5 financial advisor firms in Highlands Ranch

5 SEC-registered financial advisor firms are headquartered in Highlands Ranch, CO, with $2.77B in combined regulatory assets under management. The largest by assets are Semper Augustus Investments Group ($982M), Kozak & Tripp Private Asset Management ($813M) and Rosel Wealth Management ($630M).

5
Financial advisor firms: $2.77B
Their combined AUM: $630M
Median firm AUM: 2,720
Clients of the top 5

The 5 largest by assets

1
Semper Augustus Investments Group
RIA
$982M
1.25% to 1.25% a year
2
Kozak & Tripp Private Asset Management
RIA
$813M
Up to 1.50% a year
3
Rosel Wealth Management
RIA
$630M
Regulatory AUM
4
Cedarwood Wealth
RIA
$213M
0.25% to 1.00% a year
5
Lord and Richards Wealth Management
RIA
$129M
0.50% to 1.50% a year

Profiles of the top 5

No. 1 · RIA

Semper Augustus Investments Group

Semper Augustus Investments Group is an investment adviser based in Highlands Ranch, CO, registered with the SEC since 1998. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and pooled investment vehicles. Its regulatory assets under management total $982 million, as filed on 31 March 2026.

Semper Augustus Investments Group charges 1.25% a year for its Asset Management.

Regulatory AUM: $982M
Clients: 269
Advisory staff: 2
Fee schedule: 1.25% to 1.25% a year
Custodians: Charles Schwab, U.S. Bank, N.A.
Headquarters: 200 Plaza Drive Ste 240, Highlands Ranch, CO 80129
Phone: 303-893-1214

No. 2 · RIA

Kozak & Tripp Private Asset Management

Kozak & Tripp Private Asset Management is an investment adviser based in Highlands Ranch, CO, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $813 million, as filed on 15 April 2026.

Kozak & Tripp Private Asset Management charges up to 1.50% a year for its Investment Management.

Regulatory AUM: $813M
Clients: 791
Advisory staff: 2
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab
Headquarters: 1805 Shea Center Drive, Suite 220, Highlands Ranch, CO 80129
Phone: 303-847-4045

No. 3 · RIA

Rosel Wealth Management

Rosel Wealth Management is an investment adviser based in Highlands Ranch, CO, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $630 million, as filed on 28 September 2026.

Regulatory AUM: $630M
Clients: 317
Advisory staff: 2
Founded: 2017
Custodians: Charles Schwab
Headquarters: 1805 Shea Center DR, Suite 420, Highlands Ranch, CO 80129
Phone: 303-647-3801
Website: roselwealth.com

No. 4 · RIA

Cedarwood Wealth

Cedarwood Wealth is an investment adviser based in Highlands Ranch, CO, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and business development companies. Its regulatory assets under management total $213 million, as filed on 20 July 2026.

Cedarwood Wealth charges 0.25%–1.00% a year for its Standard fee schedule.

Regulatory AUM: $213M
Clients: 115
Advisory staff: 3
Founded: 2025
Fee schedule: 0.25% to 1.00% a year
Custodians: Fidelity
Headquarters: 1745 Shea Center Drive, 445, Highlands Ranch, CO 80129
Phone: 303-351-6245
Website: cedarwoodwealth.com

No. 5 · RIA

Lord and Richards Wealth Management

Lord and Richards Wealth Management is an investment adviser based in Highlands Ranch, CO, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include individual clients and high-net-worth individuals. Its regulatory assets under management total $129 million, as filed on 4 September 2026.

Lord and Richards Wealth Management charges 0.50%–1.50% a year for its Portfolio Management Fees.

Regulatory AUM: $129M
Clients: 1,228
Advisory staff: 8
Fee schedule: 0.50% to 1.50% a year
Custodians: Charles Schwab
Headquarters: 8744 Kendrick Castillo Way, Suite 100, Highlands Ranch, CO 80129
Phone: 720-214-6801
Website: lordandrichards.com

Questions about financial advisors in Highlands Ranch

How many financial advisor firms are headquartered in Highlands Ranch?

5 SEC-registered financial advisor firms report their principal office in Highlands Ranch, CO, managing $2.77B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Highlands Ranch?

Semper Augustus Investments Group, with $982M in regulatory assets under management on its latest Form ADV. The next largest are Kozak & Tripp Private Asset Management ($813M) and Rosel Wealth Management ($630M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Highlands Ranch?

The median firm manages $630M in regulatory assets. That is the midpoint of the 5 firms headquartered in Highlands Ranch.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Highlands Ranch charge?

Of the 5 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Highlands Ranch?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Highlands Ranch has 5 financial advisor firms; see every adviser in the city →