Kozak & Tripp Private Asset Management provides financial planning, portfolio management for individuals and small businesses, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Kozak & Tripp Private Asset Management reports 791 clients. They include 622 individual clients, 153 high-net-worth individuals, and 13 corporations and other businesses. Of its assets, 99.9% ($812M across 2,356 accounts) are managed with discretion; $1.06M across 34 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 29% |
| High-net-worth individuals | 19% | 69% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 622 | $234M | 28.7% | $376K |
| High-net-worth individuals | 153 | $560M | 68.8% | $3.66M |
| Charitable organizations | 3 | $207K | 0.0% | $69.1K |
| Corporations and other businesses | 13 | $19.7M | 2.4% | $1.52M |
| Total | 791 | $813M | 100% | $1.03M |
- Clients
- 622
- Regulatory AUM
- $234M
- AUM share
- 28.7%
- Avg. per client
- $376K
- Clients
- 153
- Regulatory AUM
- $560M
- AUM share
- 68.8%
- Avg. per client
- $3.66M
- Clients
- 3
- Regulatory AUM
- $207K
- AUM share
- 0.0%
- Avg. per client
- $69.1K
- Clients
- 13
- Regulatory AUM
- $19.7M
- AUM share
- 2.4%
- Avg. per client
- $1.52M
Total
- Clients
- 791
- Regulatory AUM
- $813M
- AUM share
- 100%
- Avg. per client
- $1.03M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Kozak & Tripp Private Asset Management charges up to 1.50% a year for its Investment Management. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Limited-scope consulting fees range from $1,000 to $20,000 and are billed as services are rendered.
- Employer Sponsored Retirement Plan Services
- Retirement plan advisory services are an annual fee: asset-based fees range from 0.10% to 0.50%, or fixed fees range from $1,000 to $50,000 annually.
- Financial Planning Fees
- Separate financial planning fees are negotiated in advance and are fixed fees ranging from $1,000 to $10,000 per plan.
Christopher Kozak owns 50% to 75% of Kozak & Tripp Private Asset Management. It has 10 employees, 2 of them in advisory roles.
Leadership
- Christopher KozakOwner, CCO
- Trevor TrippOwner
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 10 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 50% to 75% of Kozak & Tripp Private Asset Management, Inc.
Christopher Kozak
Control person · since July 2018
- Owns 25% to 50% of Kozak & Tripp Private Asset Management, Inc.
Trevor Tripp
Control person · since July 2018
Kozak & Tripp Private Asset Management’s regulatory assets grew 1.9× from $434M (March 2021) to $813M (April 2026); clients rose from 585 to 791 and employees from 5 to 10.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $813M | 791 | 10 | 1 |
| February 2025 | $706M | 748 | 10 | 1 |
| March 2024 | $628M | 753 | 10 | 1 |
| January 2023 | $457M | 695 | 10 | 1 |
| June 2022 | $488M | 586 | 9 | 1 |
| March 2021 | $434M | 585 | 5 | 1 |
Besides its headquarters, Kozak & Tripp Private Asset Management has 0 offices, with 1 listed address in Colorado.
Colorado · 1 listed address
- 1805 Shea Center Drive, Suite 220, Highlands RanchHQ
Other business names
Kozak & Tripp Private Asset Management has reported 1 other business name to the SEC.
- Kozak Tripp
Contact and registration details
- Legal name
- Kozak & Tripp Private Asset Management, Inc.
- Headquarters
- 1805 Shea Center Drive, Suite 220, Highlands Ranch, CO 80129
- Website
- Not reported
- Phone
- 303-847-4045
- @kozak-&-associates
- SEC file
- 801-113934
- Structure
- Colorado corporation
- Fiscal year end
- December
Kozak & Tripp Private Asset Management uses Charles Schwab ($813M) as custodian for its separately managed accounts. Kozak & Tripp Private Asset Management has custody of $116K in client assets for 2 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $813M100%
At year end, Kozak & Tripp Private Asset Management’s separately managed accounts were mostly in stocks (57%) and funds (40%).
What the accounts hold
- Stocks57%
- Funds40%
- Bonds1%
- Cash1%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Kozak & Tripp Private Asset Management have?
Kozak & Tripp Private Asset Management has 791 clients and manages $813 million for them, as of April 2026. They include 622 individual clients, 153 high-net-worth individuals, and 13 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 April 2026
What services does Kozak & Tripp Private Asset Management offer?
Kozak & Tripp Private Asset Management provides financial planning, portfolio management for individuals and small businesses, business succession planning, education planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Kozak & Tripp Private Asset Management charge?
Kozak & Tripp Private Asset Management charges up to 1.50% a year for its Investment Management. The fee is billed in advance and is negotiable.
Which custodians does Kozak & Tripp Private Asset Management use?
Kozak & Tripp Private Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $813M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 April 2026
How many financial advisors does Kozak & Tripp Private Asset Management have?
Kozak & Tripp Private Asset Management has 2 investment adviser representatives registered with state securities authorities, out of 10 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Kozak & Tripp Private Asset Management invest in?
At the end of its last fiscal year, Kozak & Tripp Private Asset Management’s separately managed accounts held 57% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Kozak & Tripp Private Asset Management?
Kozak & Tripp Private Asset Management’s direct owners are Christopher Kozak (50% to 75%) and Trevor Tripp (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 15 April 2026
How does Kozak & Tripp Private Asset Management get paid?
Kozak & Tripp Private Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Kozak & Tripp Private Asset Management?
Kozak & Tripp Private Asset Management’s main office is at 1805 Shea Center Drive, Suite 220, Highlands Ranch, CO 80129. Its phone number is 303-847-4045.