Christopher Kozak has been Owner, CCO of Kozak & Tripp Private Asset Management since July 2018, is a control person of the firm and directly owns between 50% and 75% of it.
Kozak & Tripp Private Asset Management, Inc. is a Highlands Ranch, CO firm with $813M under management, 791 clients and 2 advisers in one office, as of its April 2026 filing.
Christopher Kozak’s longest registration is the current one, 8 years at Kozak & Tripp Private Asset Management since 2018. Before joining Kozak & Tripp Private Asset Management in 2018, Christopher Kozak was registered through Cetera Advisors LLC.
- – present · 8 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 298353
- Cetera Advisors LLC– · 7 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 10299
Investment adviser representative registrations
Christopher Kozak is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in September 2018.
- ColoradoSince 7 September 2018
- TexasResidentSince 7 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 July 2011 |
| Series 7 | General Securities Representative Examination | 27 January 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 June 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 August 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 5530806
- Firm
- Kozak & Tripp Private Asset Management · CRD 298353
- Role
- Owner, CCO
- Office
- 1805 SHEA CENTER DRIVE, SUITE 220, Highlands Ranch, CO 80129
- Registration
- Investment adviser registration
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Christopher Kozak work?
Christopher Kozak has been Owner, CCO of Kozak & Tripp Private Asset Management, Inc. since July 2018, and is a control person of the firm.
Is Christopher Kozak a financial advisor?
Yes. Christopher Kozak has a current investment-adviser registration in Colorado and Texas, through Kozak & Tripp Private Asset Management since September 2018.
How many years of experience does Christopher Kozak have?
Christopher Kozak has 18 years in the financial industry, since September 2008, across 2 adviser firms.
What exams has Christopher Kozak passed?
Christopher Kozak has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in August 2008. FINRA credited Christopher Kozak with the SIE, which began in October 2018.
Where is Christopher Kozak based?
Christopher Kozak’s registered office is in Highlands Ranch, CO.
Is Christopher Kozak registered with FINRA?
No. Christopher Kozak has no current broker registration.
How can I verify Christopher Kozak’s record?
Search CRD 5530806 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Christopher Kozak’s full registration record.