Trevor Tripp has been Owner of Kozak & Tripp Private Asset Management since July 2018, is a control person of the firm and directly owns between 25% and 50% of it.
Kozak & Tripp Private Asset Management, Inc. is a Highlands Ranch, CO firm with $813M under management, 791 clients and 2 advisers in one office, as of its April 2026 filing.
Trevor Tripp’s longest registration was 8 years at Cetera Advisors LLC (2010–2018). Before joining Kozak & Tripp Private Asset Management in 2018, Trevor Tripp was registered through Cetera Advisors LLC.
- – present · 8 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 298353
- Cetera Advisors LLC– · 8 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 10299
Investment adviser representative registrations
Trevor Tripp is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2018; the most recent is California, in January 2020.
- CaliforniaSince 31 January 2020
- ColoradoSince 7 September 2018
- TexasResidentSince 12 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 April 2010 |
| Series 7 | General Securities Representative Examination | 2 September 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Trevor Nolen Tripp
- CRD
- 5700505
- Firm
- Kozak & Tripp Private Asset Management · CRD 298353
- Role
- Owner
- Office
- 1805 SHEA CENTER DRIVE, SUITE 220, Highlands Ranch, CO 80129
- Registration
- Investment adviser registration
- In the industry since
- September 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Trevor Tripp work?
Trevor Tripp has been Owner of Kozak & Tripp Private Asset Management, Inc. since July 2018, and is a control person of the firm.
Is Trevor Tripp a financial advisor?
Yes. Trevor Tripp has a current investment-adviser registration in California, Colorado and Texas, through Kozak & Tripp Private Asset Management since September 2018.
How many years of experience does Trevor Tripp have?
Trevor Tripp has 17 years in the financial industry, since September 2009, across 2 adviser firms.
What exams has Trevor Tripp passed?
Trevor Tripp has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2009. FINRA credited Trevor Tripp with the SIE, which began in October 2018.
Where is Trevor Tripp based?
Trevor Tripp’s registered office is in Highlands Ranch, CO.
Is Trevor Tripp registered with FINRA?
No. Trevor Tripp has no current broker registration.
How can I verify Trevor Tripp’s record?
Search CRD 5700505 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Trevor Tripp’s full registration record.