Top 7 financial advisor firms in Lakewood

7 SEC-registered financial advisor firms are headquartered in Lakewood, CO, with $4.02B in combined regulatory assets under management. The largest by assets are Mattern Capital Management ($1.07B), Bason Asset Management ($849M) and Legacy Wealth Partners ($646M).

7
Financial advisor firms: $4.02B
Their combined AUM: $612M
Median firm AUM: 3,442
Clients of the top 7

The 7 largest by assets

1
Mattern Capital Management
RIA
$1.07B
0.55% to 1.25% a year
2
Bason Asset Management
RIA
$849M
Regulatory AUM
3
Legacy Wealth Partners
RIA
$646M
Up to 1.50% a year
4
Financial Security Management
RIA
$612M
Up to 1.00% a year
5
Hinds Financial Group
RIA
$537M
0.66% to 1.30% a year
6
BAM Wealth Management
RIA
$202M
Regulatory AUM
7
Innovative Financial
RIA
$105M
0.60% to 1.00% a year

Profiles of the top 7

No. 1 · RIA

Mattern Capital Management

Mattern Capital Management is an investment adviser based in Lakewood, CO, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and other clients. Its regulatory assets under management total $1.07 billion, as filed on 29 July 2026.

Mattern Capital Management charges 0.55%–1.25% a year for its Investment and Wealth Management.

Regulatory AUM: $1.07B
Clients: 436
Advisory staff: 7
Founded: 2019
Fee schedule: 0.55% to 1.25% a year
Custodians: Charles Schwab
Headquarters: 165 S. Union BLVD, Suite 780, Lakewood, CO 80228
Phone: 720-710-2934
Website: matterncapital.com

No. 2 · RIA

Bason Asset Management

Bason Asset Management is an investment adviser based in Lakewood, CO, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $849 million, as filed on 20 February 2026.

Regulatory AUM: $849M
Clients: 139
Advisory staff: 2
Custodians: Charles Schwab
Headquarters: 355 S. Teller St., Suite 200, Lakewood, CO 80226
Phone: 720-446-8555
Website: basonasset.com

No. 3 · RIA

Legacy Wealth Partners

Legacy Wealth Partners is an investment adviser based in Lakewood, CO, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $646 million, as filed on 18 February 2026.

Legacy Wealth Partners charges up to 1.50% a year for its Portfolio management services.

Regulatory AUM: $646M
Clients: 1,064
Advisory staff: 8
Fee schedule: Up to 1.50% a year
Custodians: Charles Schwab, Assetmark Trust
Headquarters: 215 Union BLVD., Suite 215, Lakewood, CO 80228
Phone: 720-552-8287
Website: lwp-llc.com

No. 4 · RIA

Financial Security Management

Financial Security Management is an investment adviser based in Lakewood, CO, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $612 million, as filed on 21 May 2026.

Financial Security Management charges up to 1.00% a year for its Investment Management Fees.

Regulatory AUM: $612M
Clients: 1,102
Advisory staff: 7
Fee schedule: Up to 1.00% a year
Custodians: Charles Schwab
Headquarters: 2535 S Lewis Way, Suite 201, Lakewood, CO 80227-6551
Phone: 303-988-1411
Website: fsm-inc.com

No. 5 · RIA

Hinds Financial Group

Hinds Financial Group is an investment adviser based in Lakewood, CO, registered with the SEC since 2004. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $537 million, as filed on 2 December 2025.

Hinds Financial Group charges 0.66%–1.30% a year for its Asset management and plan implementation fees.

Regulatory AUM: $537M
Clients: 298
Advisory staff: 5
Founded: 2004
Fee schedule: 0.66% to 1.30% a year
Custodians: Pershing
Headquarters: 141 Union BLVD., Suite 350, Lakewood, CO 80228
Phone: 303-985-9889
Website: cccandc.com

No. 6 · RIA

BAM Wealth Management

BAM Wealth Management is an investment adviser based in Lakewood, CO, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $202 million, as filed on 24 August 2026.

Regulatory AUM: $202M
Clients: 288
Advisory staff: 8
Custodians: Charles Schwab
Headquarters: 165 South Union BLVD, Suite 675, Lakewood, CO 80228
Phone: 303-531-5055
Website: bamadvisorygroup.com

No. 7 · RIA

Innovative Financial

Innovative Financial is an investment adviser based in Lakewood, CO, registered with the SEC since 2026. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $105 million, as filed on 1 July 2026.

Innovative Financial charges 0.60%–1.00% a year for its Portfolio Management.

Regulatory AUM: $105M
Clients: 115
Advisory staff: 1
Fee schedule: 0.60% to 1.00% a year
Minimum account: $500,000
Custodians: Fidelity
Headquarters: 355 South Teller Street, Suite 200, Lakewood, CO 80226
Phone: 303-275-7170
Website: innovativefinancial.com

Questions about financial advisors in Lakewood

How many financial advisor firms are headquartered in Lakewood?

7 SEC-registered financial advisor firms report their principal office in Lakewood, CO, managing $4.02B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Lakewood?

Mattern Capital Management, with $1.07B in regulatory assets under management on its latest Form ADV. The next largest are Bason Asset Management ($849M) and Legacy Wealth Partners ($646M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Lakewood?

The median firm manages $612M in regulatory assets. That is the midpoint of the 7 firms headquartered in Lakewood.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Lakewood charge?

Of the 7 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Lakewood?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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