Top 4 financial advisor firms in Louisville

4 SEC-registered financial advisor firms are headquartered in Louisville, CO, with $1.91B in combined regulatory assets under management. The largest by assets are Peak Asset Management ($1.01B), Gainline Financial Partners ($349M) and Varra Wealth Management ($306M).

4
Financial advisor firms: $1.91B
Their combined AUM: $327M
Median firm AUM: 1,886
Clients of the top 4

The 4 largest by assets

1
Peak Asset Management
RIA
$1.01B
0.50% to 1.25% a year
2
Gainline Financial Partners
RIA
$349M
Up to 1.50% a year
3
Varra Wealth Management
RIA
$306M
0.50% to 1.00% a year
4
Toro West Capital Advisors
RIA
$246M
0.65% to 0.95% a year

Profiles of the top 4

No. 1 · RIA

Peak Asset Management

Peak Asset Management is an investment adviser based in Louisville, CO, registered with the SEC since 1996. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.01 billion, as filed on 12 March 2026.

Peak Asset Management charges 0.50%–1.25% a year for its Portfolio management services.

Regulatory AUM: $1.01B
Clients: 342
Advisory staff: 14
Founded: 1994
Fee schedule: 0.50% to 1.25% a year
Minimum account: $1,000,000
Custodians: Charles Schwab
Headquarters: 1371 E. Hecla Drive, Suite A, Louisville, CO 80027
Phone: 303-926-0100
Website: peakam.com

No. 2 · RIA

Gainline Financial Partners

Gainline Financial Partners is an investment adviser based in Louisville, CO, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $349 million, as filed on 26 August 2026.

Gainline Financial Partners charges up to 1.50% a year for its Investment Management Services.

Regulatory AUM: $349M
Clients: 998
Advisory staff: 3
Fee schedule: Up to 1.50% a year
Minimum account: $500,000
Custodians: Fidelity
Headquarters: 917 Front Street, Suite 160, Louisville, CO 80027
Phone: 720-548-4391
Website: gainlinefp.com

No. 3 · RIA

Varra Wealth Management

Varra Wealth Management is an investment adviser based in Louisville, CO, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $306 million, as filed on 22 May 2026.

Varra Wealth Management charges 0.50%–1.00% a year for its Portfolio Management Fees.

Regulatory AUM: $306M
Clients: 525
Advisory staff: 7
Fee schedule: 0.50% to 1.00% a year
Custodians: LPL Financial, SEI Private Trust
Headquarters: 1849 Cherry St., Unit 16, Louisville, CO 80027
Phone: 303-665-2822
Website: varrafinancial.com

No. 4 · RIA

Toro West Capital Advisors

Toro West Capital Advisors is an investment adviser based in Louisville, CO, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $246 million, as filed on 2 April 2026.

Toro West Capital Advisors charges 0.65%–0.95% a year for its Wealth Management Services.

Regulatory AUM: $246M
Clients: 21
Advisory staff: 2
Fee schedule: 0.65% to 0.95% a year
Custodians: Charles Schwab
Headquarters: 357 McCaslin BLVD., Suite 200, Louisville, CO 80027
Phone: 720-319-8517
Website: torowestcapital.com

Questions about financial advisors in Louisville

How many financial advisor firms are headquartered in Louisville?

4 SEC-registered financial advisor firms report their principal office in Louisville, CO, managing $1.91B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Louisville?

Peak Asset Management, with $1.01B in regulatory assets under management on its latest Form ADV. The next largest are Gainline Financial Partners ($349M) and Varra Wealth Management ($306M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Louisville?

The median firm manages $327M in regulatory assets. That is the midpoint of the 4 firms headquartered in Louisville.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Louisville charge?

Of the 4 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.95% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Louisville?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Louisville has 4 financial advisor firms; see every adviser in the city →