Lord and Richards Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Lord and Richards Wealth Management reports 1,228 clients. They include 1,141 individual clients and 87 high-net-worth individuals. Of its assets, 100.0% ($129M across 1,363 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 93% | 56% |
| High-net-worth individuals | 7% | 44% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,141 | $72.1M | 56.0% | $63.2K |
| High-net-worth individuals | 87 | $56.7M | 44.0% | $652K |
| Total | 1,228 | $129M | 100% | $105K |
- Clients
- 1,141
- Regulatory AUM
- $72.1M
- AUM share
- 56.0%
- Avg. per client
- $63.2K
- Clients
- 87
- Regulatory AUM
- $56.7M
- AUM share
- 44.0%
- Avg. per client
- $652K
Total
- Clients
- 1,228
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- $105K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Lord and Richards Wealth Management charges 0.50%–1.50% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Fee details and sources
Colin Richards owns 75% or more of Lord and Richards Wealth Management. The leadership team of Lord and Richards Wealth Management includes President Colin Richards and Chief Compliance Officer Edmund Robinson. It has 18 employees, 8 of them in advisory roles.
Staff
- 18 employees
- 8 in advisory functions
- 8 state-registered reps
- 8 insurance agents
- Owns 75% or more of Lord and Richards Wealth Management, LLC
Colin Richards
Control person · since January 2020
Lord and Richards Wealth Management’s regulatory assets grew from $95.5M (July 2024) to $129M (September 2026); clients rose from 507 to 1,228 and employees from 16 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $129M | 1,228 | 18 | 2 |
| Jul 2025July 2025 | $104M | 1,230 | 16 | 2 |
| Jul 2024July 2024 | $95.5M | 507 | 16 | 1 |
Besides its headquarters, Lord and Richards Wealth Management has 1 office, with 2 listed addresses in 1 state.
Colorado · 2 listed addresses
- 8744 Kendrick Castillo Way, Suite 100, Highlands RanchHQ
- 11001 W. 120th Ave, Broomfield
Contact and registration details
- Legal name
- Lord and Richards Wealth Management, LLC
- Headquarters
- 8744 Kendrick Castillo Way, Suite 100, Highlands Ranch, CO 80129
- Website
- lordandrichards.com
- Phone
- 720-214-6801
- @lord-and-richards
- SEC file
- 801-129213
- Structure
- Colorado LLC
- Fiscal year end
- December
Lord and Richards Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($104M). Lord and Richards Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $104M100%
At year end, Lord and Richards Wealth Management’s separately managed accounts were mostly in funds (80%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds80%
- Cash5%
How many clients does Lord and Richards Wealth Management have?
Lord and Richards Wealth Management has 1,228 clients and manages $129 million for them, as of September 2026. They include 1,141 individual clients and 87 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does Lord and Richards Wealth Management offer?
Lord and Richards Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Lord and Richards Wealth Management charge?
Lord and Richards Wealth Management charges 0.50%–1.50% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Source: FORM ADV PART 2A- LORD AND RICHARDS, INC., filed 2 March 2026
Which custodians does Lord and Richards Wealth Management use?
Lord and Richards Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $104M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does Lord and Richards Wealth Management have?
Lord and Richards Wealth Management has 8 investment adviser representatives registered with state securities authorities, out of 18 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Lord and Richards Wealth Management invest in?
At the end of its last fiscal year, Lord and Richards Wealth Management’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Lord and Richards Wealth Management?
Lord and Richards Wealth Management’s direct owner is Colin Richards (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does Lord and Richards Wealth Management get paid?
Lord and Richards Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Lord and Richards Wealth Management?
Lord and Richards Wealth Management’s main office is at 8744 Kendrick Castillo Way, Suite 100, Highlands Ranch, CO 80129. Its phone number is 720-214-6801. Its website is lordandrichards.com.
