Edmund Robinson has been Chief Compliance Officer of Lord and Richards Wealth Management since November 2025, is a control person of the firm and directly owns under 5% of it. Edmund Robinson holds a BA in History from Shippensburg University.
Lord and Richards Wealth Management, LLC is a Highlands Ranch, CO firm with $129M under management, 1,228 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Doug Robinson is Chief Compliance Officer of Lord and Richards. He has almost 30 years of financial services industry experience, ranging from banking to work as a Financial Advisor and Chief Compliance Officer. His role is to ensure that the firm adheres to regulatory requirements.
Edmund Robinson’s longest registration was 3 years at M&T Securities, Inc. (2014–2017). Before joining Lord and Richards Wealth Management in 2024, Edmund Robinson was registered through Strategic Wealth Investment Group, LLC and LPL Financial LLC.
- Lord and RichardsCurrent– present · 2 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 328907
- Strategic Wealth Investment Group, LLC– · 2 yearsLouisville, KY · Adviser representative · Firm CRD 165474
- LPL Financial LLC– · 2 yearsMount Joy, PA · Adviser representative · Firm CRD 6413
- Santander Securities– · 1 yearLaureldale, PA · Adviser representative · Firm CRD 41791
- M&T Securities, Inc.– · 3 yearsShillington, PA · Adviser representative · Firm CRD 17358
Investment adviser representative registrations
Edmund Robinson is registered as an investment adviser representative in Colorado, since May 2024.
- ColoradoSince 22 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 22 March 2024 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 22 March 2024 |
| Series 7TO | General Securities Representative Examination | 22 March 2024 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 22 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 31 March 2014 |
| Series 7 | General Securities Representative Examination | 24 February 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 March 2000 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 23 February 1999 |
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Edmund Douglas Robinson
- CRD
- 3183948
- Firm
- Lord and Richards Wealth Management · CRD 328907
- Role
- Chief Compliance Officer
- Office
- 8744 KENDRICK CASTILLO WAY, SUITE 100, Highlands Ranch, CO 80129
- Registration
- Investment adviser registration
- In the industry since
- December 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lordandrichards.com
Where does Edmund Robinson work?
Edmund Robinson has been Chief Compliance Officer of Lord and Richards Wealth Management, LLC since November 2025, and is a control person of the firm.
Is Edmund Robinson a financial advisor?
Yes. Edmund Robinson has a current investment-adviser registration in Colorado, through Lord and Richards Wealth Management since May 2024.
How many years of experience does Edmund Robinson have?
Edmund Robinson has 26 years in the financial industry, since December 1999, across 5 adviser firms.
What exams has Edmund Robinson passed?
Edmund Robinson has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 24, Series 26, Series 7TO and Series 6TO. The earliest, the Series 6, was passed in February 1999. FINRA credited Edmund Robinson with the SIE, which began in October 2018.
Where did Edmund Robinson work before Lord and Richards Wealth Management?
Before Lord and Richards Wealth Management, Edmund Robinson was registered through Strategic Wealth Investment Group, LLC, March 2022 to March 2024; LPL Financial LLC, June 2019 to May 2022; Santander Securities, August 2017 to May 2019; M&T Securities, Inc., April 2014 to August 2017.
Where is Edmund Robinson based?
Edmund Robinson’s registered office is in Highlands Ranch, CO.
Is Edmund Robinson registered with FINRA?
No. Edmund Robinson has no current broker registration.
How can I verify Edmund Robinson’s record?
Search CRD 3183948 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Edmund Robinson’s full registration record.