Colin Richards has been Managing Partner and President of Lord and Richards Wealth Management since January 2020, is a control person of the firm and directly owns 75% or more of it.
Lord and Richards Wealth Management, LLC is a Highlands Ranch, CO firm with $129M under management, 1,228 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Colin Richards is President of Lord and Richards. He is the founder of the firm and has trained hundreds of financial advisors across the country.
Colin Richards’ longest registration was 6 years at Ae Wealth Management, LLC (2017–2024). Before joining Lord and Richards Wealth Management in 2024, Colin Richards was registered through Ae Wealth Management, LLC and Brookstone Capital Management LLC.
- Lord and RichardsCurrent– present · 2 yearsHIGHLANDS RANCHv, CO · Adviser representative · Firm CRD 328907
- Ae Wealth Management, LLC– · 6 yearsHighland Ranch, CO · Adviser representative · Firm CRD 282580
- Brookstone Capital Management LLC– · 3 yearsHighlands Ranch, CO · Adviser representative · Firm CRD 141413
Investment adviser representative registrations
Colin Richards is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2024; the most recent is Texas, in April 2024.
- ColoradoSince 8 January 2024
- TexasResidentSince 5 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 11 July 2014 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Colin Timothy Richards
- CRD
- 6371463
- Firm
- Lord and Richards Wealth Management · CRD 328907
- Role
- Managing Partner and President
- Office
- 8744 LUCENT BLVD SUITE 100, HIGHLANDS RANCHv, CO 80126
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lordandrichards.com
Where does Colin Richards work?
Colin Richards has been Managing Partner and President of Lord and Richards Wealth Management, LLC since January 2020, and is a control person of the firm.
Is Colin Richards a financial advisor?
Yes. Colin Richards has a current investment-adviser registration in Colorado and Texas, through Lord and Richards Wealth Management since January 2024.
How many years of experience does Colin Richards have?
Colin Richards has 12 years in the financial industry, since July 2014, across 3 adviser firms.
What exams has Colin Richards passed?
Colin Richards passed the Series 65 in July 2014.
Where did Colin Richards work before Lord and Richards Wealth Management?
Before Lord and Richards Wealth Management, Colin Richards was registered through Brookstone Capital Management LLC, July 2014 to November 2017.
Where is Colin Richards based?
Colin Richards’ registered office is in HIGHLANDS RANCHv, CO.
Is Colin Richards registered with FINRA?
No. Colin Richards has no current broker registration.
How can I verify Colin Richards’ record?
Search CRD 6371463 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Colin Richards’ full registration record.
