Sprinkle Financial Consultants provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Sprinkle Financial Consultants reports 242 clients. They include 161 high-net-worth individuals and 81 individual clients. Of its assets, 100.0% ($926M across 1,068 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 3% |
| High-net-worth individuals | 67% | 96% |
| Charitable organizations | Fewer than 5 | 1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 81 | $23.3M | 2.5% | $287K |
| High-net-worth individuals | 161 | $893M | 96.4% | $5.54M |
| Charitable organizations | Fewer than 5 | $10.1M | 1.1% | — |
| Total | 242 | $926M | 100% | — |
- Clients
- 81
- Regulatory AUM
- $23.3M
- AUM share
- 2.5%
- Avg. per client
- $287K
- Clients
- 161
- Regulatory AUM
- $893M
- AUM share
- 96.4%
- Avg. per client
- $5.54M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.1M
- AUM share
- 1.1%
- Avg. per client
- —
Total
- Clients
- 242
- Regulatory AUM
- $926M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Sprinkle Financial Consultants charges 0.225%–1.50% a year for its Investment Management Services. The fee is billed in arrears and requires an account of at least $1,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Investment-Related Consulting
- Consulting is billed as a fixed fee of $2,500 to $50,000 or hourly at up to $750 per hour, depending on the professional and scope.
Scott Sprinkle owns 50% to 75% of Sprinkle Financial Consultants. The leadership team of Sprinkle Financial Consultants includes Chief Compliance Officer Scott Sprinkle. It has 8 employees, 3 of them in advisory roles.
Leadership
- Scott SprinkleManaging Member and Chief Compliance Officer
- Sean SprinkleManaging Member
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Sprinkle Financial Consultants LLC
Scott Sprinkle
Control person · since September 1994
- Owns 50% to 75% of Sprinkle Financial Consultants LLC
Sean Sprinkle
Control person · since March 1996
Sprinkle Financial Consultants’ regulatory assets grew from $706M (March 2021) to $926M (March 2026); clients rose from 228 to 242 and employees fell from 10 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $926M | 242 | 8 | 1 |
| March 2025 | $870M | 237 | 10 | 1 |
| March 2024 | $798M | 244 | 10 | 1 |
| March 2023 | $713M | 247 | 10 | 1 |
| March 2022 | $828M | 246 | 10 | 1 |
| March 2021 | $706M | 228 | 10 | 1 |
Besides its headquarters, Sprinkle Financial Consultants has 0 offices, with 1 listed address in Colorado.
Colorado · 1 listed address
- 1520 West Canal Court, Suite 220, LittletonHQ
Contact and registration details
- Legal name
- Sprinkle Financial Consultants LLC
- Headquarters
- 1520 West Canal Court, Suite 220, Littleton, CO 80120
- Website
- Not reported
- Phone
- 303-297-2185
- SEC file
- 801-48276
- Founded
- 1994
- Structure
- Colorado LLC
- Fiscal year end
- December
Sprinkle Financial Consultants uses Charles Schwab ($922M) as custodian for its separately managed accounts. Sprinkle Financial Consultants has custody of $2.62M in client assets for 2 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $922M100%
At year end, Sprinkle Financial Consultants’ separately managed accounts were mostly in funds (90%). Its reported 13F holdings for the quarter ended 30 June 2026 total $255M across 104 positions; the largest are Schwab Strategic TR (9.5%), J P Morgan Exchange Traded F (7.4%) and Oneok Inc. New (5.8%).
What the accounts hold
- Stocks4%
- Funds90%
- Registered funds89%
- Pooled vehicles1%
- Cash6%
Reported 13F holdings
- $255M
- Reported 13F value
- 104
- Positions
- 50.6%
- In the 10 largest
- +17.6%
- Value vs. prior quarter
- Schwab Strategic TR · US Lrg Cap ETF9.5%
- J P Morgan Exchange Traded F · Active Growth7.4%
- Oneok Inc. New5.8%
- iShares TR · Core S&P Scp ETF5.6%
- J P Morgan Exchange Traded F · Core Plus BD ETF4.7%
- Dimensional ETF Trust · Global Real Est4.3%
- J P Morgan Exchange Traded F · Diversfd EQT ETF4.2%
- Dimensional ETF Trust · US Mktwide Value3.4%
- J P Morgan Exchange Traded F · Hedg Equ Lad ETF3.2%
- iShares TR · Core S&P500 ETF2.4%
Together, the ten largest are 50.6% of reported value.
How many clients does Sprinkle Financial Consultants have?
Sprinkle Financial Consultants has 242 clients and manages $926 million for them, as of March 2026. They include 161 high-net-worth individuals and 81 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Sprinkle Financial Consultants offer?
Sprinkle Financial Consultants provides portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sprinkle Financial Consultants charge?
Sprinkle Financial Consultants charges 0.225%–1.50% a year for its Investment Management Services. The fee is billed in arrears and requires an account of at least $1,000,000.
Source: 03 20 2026 SFC FORM ADV PART 2A AND 2B FINAL, filed 20 March 2026
Which custodians does Sprinkle Financial Consultants use?
Sprinkle Financial Consultants’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $922M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Sprinkle Financial Consultants have?
Sprinkle Financial Consultants has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sprinkle Financial Consultants invest in?
At the end of its last fiscal year, Sprinkle Financial Consultants’ separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 4% exchange-traded equities and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Sprinkle Financial Consultants have a minimum investment?
Yes, Sprinkle Financial Consultants’ minimum account size for its Investment Management Services is $1M.
Source: 03 20 2026 SFC FORM ADV PART 2A AND 2B FINAL, filed 20 March 2026
Who owns Sprinkle Financial Consultants?
Sprinkle Financial Consultants’ direct owners are Scott Sprinkle (50% to 75%) and Sean Sprinkle (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Sprinkle Financial Consultants get paid?
Sprinkle Financial Consultants is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sprinkle Financial Consultants?
Sprinkle Financial Consultants’ main office is at 1520 West Canal Court, Suite 220, Littleton, CO 80120. Its phone number is 303-297-2185.