Scott Sprinkle has been Managing Member and Chief Compliance Officer of Sprinkle Financial Consultants since September 1994, is a control person of the firm and directly owns between 50% and 75% of it.
Sprinkle Financial Consultants LLC is a Littleton, CO firm with $926M under management, 242 clients and 3 advisers in one office, as of its March 2026 filing.
- – present · 27 yearsLittleton, CO · Adviser representative · Firm CRD 112227
Investment adviser representative registrations
Scott Sprinkle is registered as an investment adviser representative in 2 states. The first approvals date from January 1999; the most recent is Texas, in July 2005.
- ColoradoSince 1 January 1999
- TexasSince 30 July 2005
Examinations
No examinations are on Scott Sprinkle’s record.
- Full name
- Scott Kerry Sprinkle
- CRD
- 4405486
- Firm
- Sprinkle Financial Consultants · CRD 112227
- Role
- Managing Member and Chief Compliance Officer
- Office
- 1520 WEST CANAL COURT, SUITE 220, Littleton, CO 80120
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Sprinkle work?
Scott Sprinkle has been Managing Member and Chief Compliance Officer of Sprinkle Financial Consultants LLC since September 1994, and is a control person of the firm.
Is Scott Sprinkle a financial advisor?
Yes. Scott Sprinkle has a current investment-adviser registration in Colorado and Texas, through Sprinkle Financial Consultants since January 1999.
How many years of experience does Scott Sprinkle have?
Scott Sprinkle has 27 years in the financial industry, since January 1999, across 1 adviser firm.
Where is Scott Sprinkle based?
Scott Sprinkle’s registered office is in Littleton, CO.
Is Scott Sprinkle registered with FINRA?
No. Scott Sprinkle has no current broker registration.
How can I verify Scott Sprinkle’s record?
Search CRD 4405486 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Sprinkle’s full registration record.