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Sean Sprinkle

Managing Member at Sprinkle Financial Consultants in Littleton, CO

Investment adviser registrationUpdated

Sean Sprinkle is Managing Member of Sprinkle Financial Consultants LLC, an investment adviser managing $926M, and works from its Littleton, CO office. Sean Sprinkle has been registered as an investment adviser representative through Sprinkle Financial Consultants since 1 January 1999, has 27 years in the industry across 1 firm and has passed the Series 65.

27
Years in industry
27
Years at firm
1
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Sean Sprinkle has been Managing Member of Sprinkle Financial Consultants since March 1996, is a control person of the firm and directly owns between 50% and 75% of it.

Sprinkle Financial Consultants LLC is a Littleton, CO firm with $926M under management, 242 clients and 3 advisers in one office, as of its March 2026 filing.

  1. Sprinkle Financial Consultants LLCCurrent
    – present · 27 years
    Littleton, CO · Adviser representative · Firm CRD 112227

Credentials and registrations

Investment adviser representative registrations

Sean Sprinkle is registered as an investment adviser representative in 2 states. The first approvals date from January 1999; the most recent is Texas, in May 2020.

  • ColoradoSince 1 January 1999
  • TexasSince 4 May 2020

Examinations

Series 6515 November 2010
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Sean Gary Sprinkle
CRD
4405490
Firm
Sprinkle Financial Consultants · CRD 112227
Role
Managing Member
Office
1520 WEST CANAL COURT, SUITE 220, Littleton, CO 80120
Registration
Investment adviser registration
In the industry since
January 1999
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Sean Sprinkle work?

Sean Sprinkle has been Managing Member of Sprinkle Financial Consultants LLC since March 1996, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 March 2026

Is Sean Sprinkle a financial advisor?

Yes. Sean Sprinkle has a current investment-adviser registration in Colorado and Texas, through Sprinkle Financial Consultants since January 1999.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Sean Sprinkle have?

Sean Sprinkle has 27 years in the financial industry, since January 1999, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Sean Sprinkle passed?

Sean Sprinkle passed the Series 65 in November 2010.

Source: IAPD individual record, checked 22 October 2026

Where is Sean Sprinkle based?

Sean Sprinkle’s registered office is in Littleton, CO.

Source: IAPD individual record, checked 22 October 2026

Is Sean Sprinkle registered with FINRA?

No. Sean Sprinkle has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Sean Sprinkle’s record?

Search CRD 4405490 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Sprinkle’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Sprinkle Financial Consultants

Sources

  1. IAPD individual record, CRD 4405490, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Sprinkle Financial Consultants LLC, filed 20 March 2026. Title, control and ownership bands.
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