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Top 4 financial advisor firms in Modesto

4 SEC-registered financial advisor firms are headquartered in Modesto, CA, with $1.58B in combined regulatory assets under management. The largest by assets are Mraz, Amerine & Associates ($917M), Oliveira Wealth ($332M) and Crawford, Gregory Jason ($172M).

4
Financial advisor firms
$1.58B
Their combined AUM
$252M
Median firm AUM
2,082
Clients of the top 4

The 4 largest by assets

  1. 1
    Mraz, Amerine & Associates

    RIA

    $917M

  2. 2
    Oliveira Wealth

    RIA

    $332M

  3. 3
    Crawford, Gregory Jason

    RIA

    $172M

  4. 4
    Blom & Howell Financial Planning

    RIA

    $161M

Profiles of the top 4

No. 1 · RIA

Mraz, Amerine & Associates

Mraz, Amerine & Associates is an investment adviser based in Modesto, CA, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $917 million, as filed on 1 October 2026.

Mraz, Amerine & Associates charges 0.50%–1.25% a year for its Investment Management Fee.

Regulatory AUM
$917M
Clients
487
Advisory staff
5
Founded
2011
Fee schedule
0.50% to 1.25% a year
Minimum account
$1,000,000
Custodians
Charles Schwab
Headquarters
1120 13th Street, Suite C, Modesto, CA 95354
Phone
209-593-5870
Website
mrazassociates.com

No. 2 · RIA

Oliveira Wealth

Oliveira Wealth is an investment adviser based in Modesto, CA, registered with the SEC since 2021. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $332 million, as filed on 17 June 2026.

Oliveira Wealth charges up to 1.50% a year for its Asset Management.

Regulatory AUM
$332M
Clients
1,032
Advisory staff
2
Fee schedule
Up to 1.50% a year
Custodians
Charles Schwab
Headquarters
810 Standiford Ave, Suite 1, Modesto, CA 95350
Phone
209-579-2332

No. 3 · RIA

Crawford, Gregory Jason

Crawford, Gregory Jason is an investment adviser based in Modesto, CA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $172 million, as filed on 18 February 2026.

Crawford, Gregory Jason charges 0.80%–1.00% a year for its Portfolio Management Fees.

Regulatory AUM
$172M
Clients
140
Advisory staff
1
Fee schedule
0.80% to 1.00% a year
Custodians
Charles Schwab
Headquarters
3501 Coffee Road, Suite 6, Modesto, CA 95355
Phone
209-571-0111
Website
crawfordfp.com

No. 4 · RIA

Blom & Howell Financial Planning

Blom & Howell Financial Planning is an investment adviser based in Modesto, CA, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $161 million, as filed on 19 May 2026.

Blom & Howell Financial Planning charges up to 1.00% a year for its Comprehensive Wealth Management.

Regulatory AUM
$161M
Clients
423
Advisory staff
2
Fee schedule
Up to 1.00% a year
Custodians
Charles Schwab
Headquarters
3340 Tully RD., Ste. B4, Modesto, CA 95350
Phone
209-857-5207
Website
blomandhowell.com

Questions about financial advisors in Modesto

How many financial advisor firms are headquartered in Modesto?

4 SEC-registered financial advisor firms report their principal office in Modesto, CA, managing $1.58B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Modesto?

Mraz, Amerine & Associates, with $917M in regulatory assets under management on its latest Form ADV. The next largest are Oliveira Wealth ($332M) and Crawford, Gregory Jason ($172M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Modesto?

The median firm manages $252M in regulatory assets. That is the midpoint of the 4 firms headquartered in Modesto.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Modesto charge?

Of the 4 largest firms, 4 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Modesto?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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